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| Vaughan Nelson Investment Management LP
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|---|---|
| CRD # | 106975 |
| SEC # | 801-51795 |
| CIK # | 0001300451, 0001021642 |
| AUM | 12.24 B (2026-03-30) |
| Employees | 53 (49% Investors, 0% Brokers) |
| Phone | 713-224-2545 |
| Address | 600 Travis, Suite 3800 Houston, TX 77002-3071 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.3 | ||
| Lilly Eli & Co | 0.3 | ||
| Alphabet Inc | 0.3 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.2 | ||
| Apple Inc | 0.2 | ||
| Monolithic Power Systems Inc | 0.2 | ||
| Cummins Inc | 0.2 | ||
| Nucor Corp | 0.2 | ||
| Amazon Com Inc | 0.2 | ||
| Eaton Corp Ltd | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | VNIM09 | 2021-03-30 | 2.5 M | |
| Other | VNIM06 | 2017-03-30 | 2.0 M | |
| Other | VNIM07 | 2017-03-30 | 2.3 M | |
| Other | VNIM08 | 2017-03-30 | 3.4 M | |
| Other | VNIM02 | 2016-03-29 | 7.2 M | |
| Other | STB Holdings LP | 2013-03-28 | 43.0 M | |
| Other | VNIM01 | 2013-03-28 | 12.6 M | |
| Other | VNIM04 | 2013-03-28 | 5.0 M | |
| Other | VNIM05 | 2013-03-28 | 7.7 M |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 15 | 0.0 |
| (b) Individuals (high net worth individuals) | 155 | 0.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 13 | 4.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 0.6 |
| (g) Pension and profit sharing plans | 19 | 0.7 |
| (h) Charitable organizations | 75 | 1.0 |
| (i) State or municipal government entities | 13 | 0.6 |
| (j) Other investment advisers | 9 | 1.1 |
| (k) Insurance companies | 8 | 0.6 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 63 | 2.3 |
| (n) Other | 0 | 0.0 |
| Total | 379 | 12.2 |
| By Discretionary | ||
| Discretionary | 378 | 12.2 |
| Non-Discretionary | 1 | 0.0 |
| Total | 379 | 12.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.3 | |
| United States Persons | 9.9 | |
| Total | 379 | 12.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001021642] | |
| SC 13G | [0001021642] | |
| 13F-NT | [0001300451] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.2B |
| Clients | 35 (7 non-US) |
| Serves | Institutional, Retail |
| LEI | 549300FRU9FLMWI67N43 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
✚
|
MA | 12.84 B |
|
Ariel Investments LLC
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|
IL | 12.78 B |
|
United Planners' Financial Services of America A Limited Partner
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AZ | 12.77 B |
|
Westwood Management Corp
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TX | 12.46 B |
|
Prospera Financial Services Inc
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TX | 12.44 B |
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Gilder Gagnon Howe & Co LLC
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NY | 12.12 B |
|
Gusto Investment Services LLC
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CA | 12.01 B |
|
Stonebridge Advisors LLC
✚
|
CT | 11.83 B |
|
Greenhaven Associates Inc
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|
NY | 11.66 B |
|
CSM Advisors LLC
✚
|
PA | 11.65 B |