Vaughan Nelson Investment Management LP

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Assets, Funds, Holdings

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Vaughan Nelson Investment Management LP
CRD #106975
SEC #801-51795
CIK #0001300451, 0001021642
AUM $15.9 B (2025-03-26)
Employees 47 (47% Investors, 0% Brokers)
Phone713-224-2545
Address600 Travis, Suite 3800
Houston, TX 77002-3071
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
2016128402000200820172026
Sector Form 13F Holdings Value ($B)
Microsoft Corp 0.4
Amazon Com Inc 0.3
Nvidia Corp 0.3
Facebook Inc 0.3
Taiwan Semiconductor Manufacturing Co Ltd 0.2
Alphabet Inc 0.2
J P Morgan Chase & Co 0.2
Spotify Technology Sa 0.2
Monolithic Power Systems Inc 0.2
ServiceNow Inc 0.2
View All
Holdings by Sector ($B)
151296302012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
Other Vnim09 2021-03-30 3.3
Other Vnim06 2017-03-30 2.0
Other Vnim07 2017-03-30 2.3
Other Vnim08 2017-03-30 3.4
Other Vnim02 2016-03-29 7.2
Other STB Holdings LP 2013-03-28 43.0
Other Vnim01 2013-03-28 12.6
Other Vnim04 2013-03-28 5.0
Other Vnim05 2013-03-28 7.7
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 19 0.0
(b) Individuals (high net worth individuals) 167 0.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 14 5.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 7 0.4
(g) Pension and profit sharing plans 19 0.7
(h) Charitable organizations 81 1.0
(i) State or municipal government entities 14 1.3
(j) Other investment advisers 10 1.0
(k) Insurance companies 12 0.6
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 70 4.3
(n) Other 3 1.1
Total 416 15.9
By Discretionary
Discretionary 415 15.9
Non-Discretionary 1 0.0
Total 416 15.9
By Non-United States Persons
Non-United States Persons 2.1
United States Persons 13.8
Total 416 15.9
EDGAR Form CIK 2011 - 2025
13F-HR [0001021642]
SC 13G [0001021642]
13F-NT [0001300451]
Form 13D/13G Filer Form 13D/13G Subject Filed
Vaughan Nelson Investment Management LP Equityzen Growth Technology Fund LLC - Series 1382 [2025-01-30]
Vaughan Nelson Investment Management LP MFA Financial Inc [2025-01-30]
Vaughan Nelson Investment Management LP Cushman & Wakefield PLC [2025-01-30]
Vaughan Nelson Investment Management LP Cogent Communications Holdings Inc [2023-02-03]
Vaughan Nelson Investment Management LP Kosmos Energy Ltd [2019-02-08]
Vaughan Nelson Investment Management LP First Merchants Corp [2017-02-14]
Vaughan Nelson Investment Management LP Caesarstone Ltd [2017-02-14]
Vaughan Nelson Investment Management LP Commercehub Inc [2017-02-14]
Vaughan Nelson Investment Management LP First Financial Bancorp /OH/ [2017-02-14]
Vaughan Nelson Investment Management LP Pacific Premier Bancorp Inc [2017-02-14]
View All
Comparable Firms State AUM ($B)
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17.1
Merganser Capital Management LLC
MA 17.1
F/m Investments LLC
DC 16.9
Guideline Investments LLC
CA 16.5
The London Company of Virginia LLC
VA 16.0
Nationwide Investment Advisors LLC
OH 15.7
We Family Offices LLC
FL 15.4
Fiduciary Management Inc
WI 15.0
Summit Financial LLC
NJ 15.0
Troy Asset Management Ltd
14.8
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