Capital Financial Group Inc

-

Assets, Funds, Holdings

Home | Sign Up | Log In
Message
Happy Holidays!! thanks for using AUM13F!!
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Capital Financial Group Inc
CRD #111709
SEC #801-117272
CIK #0000949308, 0001061630, 0001112289, 0002003078, 0000897226, 0001732854, 0001074273, 0001588456, 0001623019, 0001778185
AUM $204.7 M (2025-02-13)
Employees 5 (40% Investors, 0% Brokers)
Phone303-629-7500
Address8400 E Prentice Ave, Suite 1100
Greenwood Village, CO 80111-2926
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
2502001501005002000200820172026
CIK Period
0000949308 0001061630 0001112289 0002003078 0000897226 0001732854 0001074273 0001588456 0001623019 0001778185
Sector Form 13F Holdings Value ($B)
Microsoft Corp 1.0
Broadcom Inc 1.0
Facebook Inc 0.8
Nvidia Corp 0.5
Philip Morris International Inc 0.4
Netflix Inc 0.4
J P Morgan Chase & Co 0.3
Tesla Motors Inc 0.3
Royal Caribbean Cruises Ltd 0.3
Lilly Eli & Co 0.3
Amazon Com Inc 0.3
Alphabet Inc 0.3
VISA Inc 0.3
MercadoLibre Inc 0.2
Vertex Pharmaceuticals Inc / Ma 0.2
Deutsche Bank Aktiengesellschaft 0.2
General Electric Co 0.2
Mastercard Inc 0.2
Apple Inc 0.2
Shopify Inc 0.2
Alphabet Inc 0.2
Carrier Global Corp 0.2
Abbott Laboratories 0.2
KLA Tencor Corp 0.2
ASML Holding NV 0.2
Costco Wholesale Corp /NEW 0.2
Priceline Com Inc 0.1
Ryanair Holdings PLC 0.1
Ace Ltd 0.1
Marsh & McLennan Companies Inc 0.1
Prev | Page 1 | Next
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 184 75.8
(b) Individuals (high net worth individuals) 57 117.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 3 11.5
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 0.2
(n) Other 0 0.0
Total 655 204.7
By Discretionary
Discretionary 603 191.0
Non-Discretionary 52 13.8
Total 655 204.7
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 204.7
Total 655 204.7
EDGAR Form CIK 2011 - 2025
13F-HR [0000897226]
SC 13G [0000897226]
13F-NT [0000949308]
SC 13G [0000949308]
10-K [0001061630]
10-Q [0001061630]
3 [0001061630]
4 [0001061630]
5 [0001061630]
8-K [0001061630]
SC 13D [0001061630]
SC 13G [0001061630]
13F-HR [0001074273]
SC 13G [0001074273]
13F-HR [0001112289]
13F-HR [0001588456]
SC 13D [0001588456]
SC 13G [0001588456]
10-K [0001623019]
10-Q [0001623019]
3 [0001623019]
4 [0001623019]
8-K [0001623019]
SC 13G [0001623019]
13F-HR [0001732854]
13F-HR [0001778185]
13F-NT [0001778185]
D [0002003078]
Form 13D/13G Filer Form 13D/13G Subject Filed
Capital Management Corp /VA ACCO Brands Corp [2025-04-23]
Capital Management Corp /VA Lifevantage Corp [2025-04-23]
Capital Management Corp /VA Lifevantage Corp [2025-04-23]
Capital Management Corp /VA Crawford & Co [2025-04-23]
Blackstone Group Management LLC Blackstone Mortgage Trust Inc [2025-02-10]
Capital Management Corp /VA Gray Television Inc [2024-10-10]
Private Capital Management LLC Perion Network Ltd [2024-10-01]
Private Capital Management LLC Motorcar Parts of America Inc [2024-09-12]
Private Capital Management LLC Powerfleet Inc [2024-05-06]
Private Capital Management LLC Barrett Business Services Inc [2024-02-05]
View All
Form 3/4/5 Subject 2011 - 2025
Blackstone Mortgage Trust Inc
Sagalyn Lynne B
Lynch Nnenna
Cotton Leonard W
Nassau Henry N
Perez-Alvarado Gilda
Nash Michael B.
Urbaszek Marcin
Keenan Katharine A
Marone Anthony F. JR
View All
Comparable Firms State AUM ($B)
Rachor Investment Advisory Services LLC
MI 0.2
McAlister Sweet & Associates Inc
TX 0.2
Aljen Asset Management LLC
NJ 0.2
Belleair Asset Management LLC
FL 0.2
Radix Financial LLC
0.2
Family Fiduciary Services Inc
MA 0.2
Brewster Financial Planning LLC
NY 0.2
Bland Garvey Wealth Advisors LLC
TX 0.2
Aspiring Ventures LLC
OH 0.2
Lionshead Wealth Management LLC
NY 0.2
Terms | Privacy | Guide
tony@aum13f.com