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| Capital Financial Group Inc
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|---|---|
| CRD # | 111709 |
| SEC # | 801-117272 |
| CIK # | 0000897226, 0001112289, 0001732854, 0001778185, 0002003078, 0001623019, 0000949308, 0001588456, 0001061630 |
| AUM | $204.7 M (2025-02-13) |
| Employees | 5 (40% Investors, 0% Brokers) |
| Phone | 303-629-7500 |
| Address | 8400 E Prentice Ave, Suite 1100 Greenwood Village, CO 80111-2926 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 184 | 75.8 |
| (b) Individuals (high net worth individuals) | 57 | 117.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 11.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 655 | 204.7 |
| By Discretionary | ||
| Discretionary | 603 | 191.0 |
| Non-Discretionary | 52 | 13.8 |
| Total | 655 | 204.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 204.7 | |
| Total | 655 | 204.7 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000897226] | |
| SC 13G | [0000897226] | |
| 13F-NT | [0000949308] | |
| SC 13G | [0000949308] | |
| 10-K | [0001061630] | |
| 10-Q | [0001061630] | |
| 3 | [0001061630] | |
| 4 | [0001061630] | |
| 5 | [0001061630] | |
| 8-K | [0001061630] | |
| SC 13D | [0001061630] | |
| SC 13G | [0001061630] | |
| 13F-HR | [0001112289] | |
| 13F-HR | [0001588456] | |
| SC 13D | [0001588456] | |
| SC 13G | [0001588456] | |
| 10-K | [0001623019] | |
| 10-Q | [0001623019] | |
| 3 | [0001623019] | |
| 4 | [0001623019] | |
| 8-K | [0001623019] | |
| SC 13G | [0001623019] | |
| 13F-HR | [0001732854] | |
| 13F-HR | [0001778185] | |
| 13F-NT | [0001778185] | |
| D | [0002003078] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Rachor Investment Advisory Services LLC
✚
|
MI | 0.2 |
|
McAlister Sweet & Associates Inc
✚
|
TX | 0.2 |
|
Aljen Asset Management LLC
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|
NJ | 0.2 |
|
Belleair Asset Management LLC
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|
FL | 0.2 |
|
Radix Financial LLC
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|
0.2 | |
|
Family Fiduciary Services Inc
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|
MA | 0.2 |
|
Brewster Financial Planning LLC
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|
NY | 0.2 |
|
Bland Garvey Wealth Advisors LLC
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|
TX | 0.2 |
|
Aspiring Ventures LLC
✚
|
OH | 0.2 |
|
Lionshead Wealth Management LLC
✚
|
NY | 0.2 |