|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Capricorn Investment Group LLC
✚
|
|
|---|---|
| CRD # | 147417 |
| SEC # | 801-69602 |
| CIK # | 0001536261, 0001941160 |
| AUM | $12.5 B (2025-04-29) |
| Employees | 41 (29% Investors, 0% Brokers) |
| Phone | 650-331-8800 |
| Address | 250 University Avenue Palo Alto, CA 94301 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Reinvent Technology Partners | 401.1 | ||
| Kensington Capital Acquisition Corp | 99.4 | ||
| Live Oak Acquisition Corp II | 60.1 | ||
| DMY Technology Group Inc IV | 43.6 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 5 | 4.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 25 | 6.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 32 | 12.5 |
| By Discretionary | ||
| Discretionary | 31 | 8.4 |
| Non-Discretionary | 1 | 4.0 |
| Total | 32 | 12.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 12.3 | |
| Total | 32 | 12.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Stephen George | 56 | |||
| Barry Uphoff | 42 | |||
| Neil Kuyper | 39 | |||
| Eric Techel | 18 | |||
| Ion Yadigaroglu | 59 | |||
| Dipender Saluja | 49 | |||
| Capricorn Investment Group LLC | 36 | |||
| John Jonson | 26 | |||
| James Demartini | 24 | |||
| Alan Chang | 13 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001536261] | |
| 3 | [0001536261] | |
| 4 | [0001536261] | |
| SC 13G | [0001536261] | |
| D | [0001941160] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Capricorn Investment Group LLC | Lafayette Square USA Inc | [2022-07-05] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Modera Wealth Management LLC
✚
|
NJ | 15.5 |
|
Generation Investment Management US LLP
✚
|
CA | 13.3 |
|
Montrusco Bolton Investments Inc
✚
|
12.3 | |
|
Cercano Management LLC
✚
|
WA | 10.5 |
|
PT Asset Management LLC
✚
|
IL | 9.6 |
|
Mill Creek Capital Advisors LLC
✚
|
PA | 9.2 |
|
Tolleson Private Wealth Management LP
✚
|
TX | 8.8 |
|
TIAA Kaspick LLC
✚
|
MA | 8.5 |
|
Brown Advisory Investment Solutions Group LLC
✚
|
MD | 8.4 |
|
Tortoise Capital Advisors LLC
✚
|
KS | 8.4 |