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| Capricorn Investment Group LLC
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| |
|---|---|
| CRD # | 147417 |
| SEC # | 801-69602 |
| CIK # | 0001536261, 0001941160 |
| AUM | $9.4 BB (2024-03-28) |
| Employees | 32 (38% Investors, 0% Brokers) |
| Phone | 650-331-8800 |
| Address | 250 University Avenue Palo Alto, CA 94301 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| JOBY | 3,129.3 | 184.1 | |
| QS | 3,891.2 | 72.8 | |
| TSLA | 723,390.3 | 38.8 | |
| NVTS | 533.1 | 37.2 | |
| SEDA | 243.7 | 22.0 | |
| PL | 1,214.5 | 13.3 | |
| OBDC | 11.4 | ||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | TIGF Direct Strategies II LLC - Series 3 | [2024-03-28] | 20.0 | 30.6 |
| VC | CIG Low Carbon Basket LLC | 2023-04-17 | 218.8 | |
| VC | CIG Direct Strategies III LLC - Series 4 | [2023-03-31] | 20.0 | 34.7 |
| VC | CIG Direct Strategies SX LP | [2023-03-31] | 98.8 | 126.3 |
| PE | TIGF Direct Strategies II LLC - Series 2 | [2023-03-31] | 0.0 | 11.4 |
| VC | CIG Direct Strategies III LLC - Series 3 | [2022-03-31] | 15.0 | 159.4 |
| PE | CIG Direct Strategies II LLC - Series 3 | [2022-03-31] | 15.0 | 20.0 |
| VC | Technology Impact Fund II LP | [2022-03-31] | 0.0 | 539.7 |
| PE | Technology Impact Growth Fund II LP | [2022-03-31] | 0.0 | 663.3 |
| PE | TIGF Direct Strategies II LLC - Series I | [2022-03-31] | 20.0 | 78.5 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 6 | 3.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 25 | 4.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 33 | 9.4 |
| By Discretionary | ||
| Discretionary | 32 | 5.9 |
| Non-Discretionary | 1 | 3.5 |
| Total | 33 | 9.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 9.3 | |
| Total | 33 | 9.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Stephen George | 54 | |||
| Barry Uphoff | 41 | |||
| Neil Kuyper | 39 | |||
| Eric Techel | 18 | |||
| Ion Yadigaroglu | 58 | |||
| Dipender Saluja | 45 | |||
| Capricorn Investment Group LLC | 36 | |||
| John Jonson | 26 | |||
| James Demartini | 24 | |||
| Alan Chang | 12 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001536261] | |
| 3 | [0001536261] | |
| 4 | [0001536261] | |
| SC 13G | [0001536261] | |
| D | [0001941160] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Capricorn Investment Group LLC | Lafayette Square USA Inc | [2022-07-05] |
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|---|---|---|
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SignatureFD LLC
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AB Private Credit Investors LLC
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TX | 7.1 |
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IL | 7.0 |