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| Capricorn Investment Group LLC
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| CRD # | 147417 |
| SEC # | 801-69602 |
| CIK # | 0001941160, 0001536261 |
| AUM | 18.85 B (2026-04-30) |
| Employees | 46 (35% Investors, 0% Brokers) |
| Phone | 646-289-3030 |
| Address | 512 West 22nd Street New York, NY 10011 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Reinvent Technology Partners | 244.9 | ||
| DMY Technology Group Inc IV | 125.0 | ||
| Kensington Capital Acquisition Corp | 78.7 | ||
| Live Oak Acquisition Corp II | 71.2 | ||
| Owl Rock Technology Finance Corp | 69.8 | ||
| Heartflow Inc | 6.5 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | TIGF Direct Strategies LLC - Series 6 | 2026-04-30 | 44.4 M | |
| PE | TIGF Direct Strategies LLC - Series 7 | [2026-04-30] | 19.0 M | 20.4 M |
| Offered $20,000,000 · Filed 2025-12-09 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $1,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | TIGF Direct Strategies II LLC - Series 4 | [2025-03-28] | 16.0 M | 19.5 M |
| Offered $16,000,000 · Filed 2021-05-06 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | TIGF Direct Strategies II LLC - Series 5 | [2025-03-28] | 9.9 M | 62.7 M |
| Offered $9,887,586 · Filed 2022-03-09 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | TIGF Direct Strategies II LLC - Series 3 | [2024-03-28] | 20.0 M | 30.7 M |
| Offered $78,000,000 · Filed 2021-06-25 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $58,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | CIG Low Carbon Basket LLC | 2023-04-17 | 252.1 M | |
| PE | CIG Direct Strategies III LLC - Series 4 | [2023-03-31] | 20.0 M | 150.5 M |
| Offered $20,000,000 · Filed 2022-05-20 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | CIG Direct Strategies SX LP | [2023-03-31] | 98.8 M | 2,822.9 M |
| Offered $98,779,550 · Filed 2023-12-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | TIGF Direct Strategies II LLC - Series 2 | [2023-03-31] | 11.5 M | |
| Offered $10,000,000 · Filed 2022-10-03 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $10,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | CIG Direct Strategies III LLC - Series 3 | [2022-03-31] | 15.0 M | 692.0 M |
| Offered $15,000,000 · Filed 2021-05-06 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 5 | 5.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 27 | 11.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 1.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 34 | 18.9 |
| By Discretionary | ||
| Discretionary | 33 | 13.8 |
| Non-Discretionary | 1 | 5.1 |
| Total | 34 | 18.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 18.7 | |
| Total | 34 | 18.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Stephen George | Executive Officer | 57 | 5 | |
| Barry Uphoff | Executive Officer | 42 | 3 | |
| Neil Kuyper | Executive Officer | 39 | 3 | |
| Eric Techel | Director, Executive Officer | 18 | 3 | |
| Ion Yadigaroglu | Director, Executive Officer | 63 | 2 | |
| Dipender Saluja | Director | 57 | 2 | |
| Capricorn Investment Group LLC | Director, Executive Officer | 37 | 2 | |
| John Jonson | Executive Officer | 26 | 2 | |
| James Demartini | Director | 24 | 2 | |
| Alan Chang | Executive Officer | 13 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001536261] | |
| 3 | [0001536261] | |
| 4 | [0001536261] | |
| SC 13G | [0001536261] | |
| D | [0001941160] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Capricorn Investment Group LLC | Lafayette Square USA Inc | [2022-07-05] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300BUCNJ6WDER2U72 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
TrueCar Inc TRUE
Common Stock
|
2014-11-17 | Sell | 10,306 | $17.00 | 175,202 |
|
TrueCar Inc TRUE
Common Stock
|
2014-11-17 | Sell | 1,440 | $17.00 | 24,480 |
|
TrueCar Inc TRUE
Common Stock
|
2014-11-17 | Sell | 12,747 | $17.00 | 216,699 |
|
TrueCar Inc TRUE
Common Stock
|
2014-11-17 | Sell | 35,973 | $17.00 | 611,541 |
|
TrueCar Inc TRUE
Common Stock
|
2014-11-17 | Sell | 395,342 | $17.00 | 6,720,814 |
|
TrueCar Inc TRUE
Common Stock
|
2014-11-17 | Sell | 42,173 | $17.00 | 716,941 |
|
TrueCar Inc TRUE
Common Stock
|
2014-11-17 | Sell | 400 | $17.00 | 6,800 |
|
TrueCar Inc TRUE
Common Stock
|
2014-11-17 | Sell | 1,619 | $17.00 | 27,523 |
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