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| Happy Holidays!! thanks for using AUM13F!! |
| PT Asset Management LLC
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| CRD # | 107619 |
| SEC # | 801-46031 |
| CIK # | 0001654913 |
| AUM | $9.6 B (2025-03-31) |
| Employees | 52 (31% Investors, 58% Brokers) |
| Phone | 312-521-1000 |
| Address | 500 W Madison Street Chicago, IL 60661 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Invesco Municipal Opportunity Trust | 2.0 | ||
| Invesco High Income Trust II | 2.0 | ||
| BlackRock Investment Quality Municipal Trust Inc | 0.3 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | PTAM Dynamic Fixed Income Fund US LLC | [2014-01-22] | 35.1 | 10.6 |
| HF | PTAM Dynamic Fixed Income Master Fund Ltd | [2014-01-22] | 119.4 | 312.7 |
| HF | Performance Trust Opportunity Fund III Offshore LP | [2012-02-28] | 29.9 | 12.6 |
| HF | Performance Trust Opportunity Fund II Offshore LP | [2012-02-28] | 10.0 | 6.5 |
| HF | PTAM Enhanced Structured Credit Fund LP | [2012-02-28] | 147.4 | 113.0 |
| HF | PTAM Structured Credit Fund LP | [2012-02-28] | 243.5 | 50.2 |
| PE | PTMR Capital Partners LP | [2012-02-28] | 0.0 | 33.0 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 9.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 9.6 |
| By Discretionary | ||
| Discretionary | 6 | 9.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 9.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 9.6 | |
| Total | 6 | 9.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Cassandra Powell | 97 | |||
| Alan Milgate | 39 | |||
| Michelle Morgan | 17 | |||
| AnneMarie Leadbetter | 14 | |||
| Ethan Youderian | 5 | |||
| Shane Hoover | 4 | |||
| Richard Berg | 17 | |||
| Philip Nussbaum | 10 | |||
| Sean Sullivan | 10 | |||
| Michael Rosinus | 8 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001654913] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
PT Asset Management LLC
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|
IL | 9.6 |
|
Performance Trust Capital Partners LLC
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|
IL | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Cercano Management LLC
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|
WA | 10.5 |
|
Mill Creek Capital Advisors LLC
✚
|
PA | 9.2 |
|
Tolleson Private Wealth Management LP
✚
|
TX | 8.8 |
|
TIAA Kaspick LLC
✚
|
MA | 8.5 |
|
Brown Advisory Investment Solutions Group LLC
✚
|
MD | 8.4 |
|
Tortoise Capital Advisors LLC
✚
|
KS | 8.4 |
|
SignatureFD LLC
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|
GA | 8.3 |
|
Procyon Advisors LLC
✚
|
CT | 7.8 |
|
Signature Financial Management Inc
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|
VA | 7.3 |
|
AB Private Credit Investors LLC
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|
TX | 7.2 |