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| PT Asset Management LLC
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|---|---|
| CRD # | 107619 |
| SEC # | 801-46031 |
| CIK # | 0001654913 |
| AUM | 11.35 B (2026-03-31) |
| Employees | 52 (31% Investors, 58% Brokers) |
| Phone | 312-521-1000 |
| Address | 500 W Madison Street Chicago, IL 60661 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Invesco Municipal Opportunity Trust | 2.0 | ||
| Invesco High Income Trust II | 2.0 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | PTAM Dynamic Fixed Income Fund US LLC | [2014-01-22] | 35.1 M | 10.6 M |
| Filed 2015-03-03 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | PTAM Dynamic Fixed Income Master Fund Ltd | [2014-01-22] | 119.4 M | 312.7 M |
| Filed 2017-08-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Performance Trust Opportunity Fund III Offshore LP | [2012-02-28] | 29.9 M | 12.6 M |
| Filed 2019-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Performance Trust Opportunity Fund II Offshore LP | [2012-02-28] | 10.0 M | 6.5 M |
| Filed 2015-04-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | PTAM Enhanced Structured Credit Fund LP | [2012-02-28] | 29.9 M | 113.0 M |
| Filed 2019-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | PTAM Structured Credit Fund LP | [2012-02-28] | 243.5 M | 50.2 M |
| Filed 2015-04-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | PTMR Capital Partners LP | [2012-02-28] | 33.0 M | |
| Offered $300,000,000 · Filed 2011-09-30 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Minimum $2,000,000 · Remaining $300,000,000 · Duration More than one year · Commission $120,000 · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 11.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 11.3 |
| By Discretionary | ||
| Discretionary | 5 | 11.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 11.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 11.3 | |
| Total | 5 | 11.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Cassandra Powell | Director | 98 | 23 | |
| Alan Milgate | Director | 39 | 11 | |
| Michelle Morgan | Director | 17 | 5 | |
| Anne-Marie Leadbetter | Director | 14 | 5 | |
| Ethan Youderian | Executive Officer | 6 | 3 | |
| Shane Hoover | Executive Officer | 5 | 3 | |
| Richard Berg | Executive Officer | 18 | 2 | |
| Philip Nussbaum | Executive Officer | 10 | 2 | |
| Sean Sullivan | Executive Officer | 10 | 2 | |
| Michael Rosinus | Executive Officer | 8 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001654913] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 5493007ING7GOCG26E06 |
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|---|---|---|
|
PT Asset Management LLC
✚
|
IL | 11.35 B |
|
Performance Trust Capital Partners LLC
✚
|
IL |
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