|
⚲
|
| Keyboard |
| Capstone Capital LLC
✚
|
|
|---|---|
| CRD # | 123764 |
| SEC # | 801-108040 |
| CIK # | 0002069260, 0001993327 |
| AUM | 408.4 M (2026-02-24) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 702-433-7588 |
| Address | 2600 Paseo Verde Parkway Henderson, NV 89074-7167 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (2/24/2026) [Brochure] |
|---|
Item 5 - Fees and Compensation There are legacy clients of Capstone Capital Wealth Advisors who receive services with differing fees under engagements that we no longer offer. Capstone Capital Wealth Advisors charges fees to clients for its services as follows: INVESTMENT MANAGEMENT FEES Capstone Capital Wealth Advisors charges its fee for investment management services as an annual fee calculated as a percentage of assets under management, charged on a quarterly basis, in arrears, according to the following fee schedule: 1.00% for the first $5,000,000 0.75% for the next $5,000,000 0.50% for additional assets above $10,000,000 The client’s fee is calculated each quarter using the value of the assets on the last business day of the prior quarter, subject to a $2,500 minimum fee per quarter. Clients with less than $1 million under Advisor’s management may pay a higher fee percentage than the schedule shown above. When our services begin or terminate on a day other than the first day of a calendar quarter, the fee for the initial or last quarter of services will be prorated based on the number of days under our management. Clients authorize Capstone Capital Wealth Advisors to deduct our fee directly from their account held at an independent custodian as it becomes due and payable. If clients have more than one account, we make the determination as to which account the fee is taken from based on each client's best interest, or at their instruction. The account custodian(s) send clients a statement at least quarterly detailing all transactions in the client’s account. Capstone Capital Wealth Advisors may also accept payment by check in our sole discretion. FINANCIAL PLANNING FEES Capstone Capital Wealth Advisors charges its fee for financial planning services as a one-time, fixed fee ranging from $5,000 to $20,000 based on the scope of the client’s planning needs and the complexity thereof collected in advance. The financial planning fee is due at the time the client signs their agreement with Capstone Capital Wealth Advisors, and it is payable by check, credit card, or debit card. Upon early termination of the engagement, Capstone Capital Wealth Advisors will prorate the refund of any unearned, prepaid fee paid for financial planning services based on the services provided prior to termination, in our sole discretion. Limited Negotiability of Advisory Fees: Although Capstone Capital Wealth Advisors has established the fee schedule(s), we retain the discretion to negotiate alternative fees on a client-by-client basis. Client facts, circumstances and needs will be considered in determining the fee schedule. These considerations include the complexity of the client, assets to be placed under management, anticipated future additional assets; related accounts; portfolio style, account composition, reports, among other factors. The specific quarterly fee schedule will be identified in the contract between Capstone Capital Wealth Advisors and each client. GENERAL INFORMATION Termination of the Advisory Relationship: Any engagement agreement may be canceled at any time without penalty, by either party, for any reason. To initiate a termination, the client must notify Capstone Capital Wealth Advisors in writing. If an agreement is canceled within five business days after the effective date of the agreement a client will receive a full refund of fees. After five days, all fees owed to us for work performed before termination and all credits owed to the client for fees paid that remain unearned at time of termination become due immediately. We reserve the right to value a client's account, prorate the fee and automatically debit the fees owed to us anytime during this termination period. Fees for work completed up to the termination date will not be refunded. We agree to provide investment services and reasonable logistical support in transferring the client's account effectively ending our management of the account. If a client terminates our services and later decides to use our services again, the client will enter into a new agreement. Mutual Fund and Exchange Traded Fund (“ETF”) Fees: All fees paid to Capstone Capital Wealth Advisors for investment advisory services are separate and distinct from the fees and expenses charged by mutual funds and ETFs to their shareholders. These fees and expenses are described in each fund's prospectus. These fees will generally include a management fee, other fund expenses, and a possible distribution fee. A client could invest in a mutual fund or ETF directly, without our services. In this case, the client would not receive the services provided by our firm which are designed, among other things, to assist the client in determining which type of securities are most appropriate for each client's financial condition and objectives. Accordingly, the client should review both the fees charged by the funds and our fees to fully understand the total amount of fees to be paid by the client and to thereby evaluate the advisory services being provided. Additional Fees and Expenses: In addition to our advisory fees, clients are also responsible for the fees and expenses charged by custodians and imposed by broker dealers, including, but not limited to, any transaction charges imposed by a broker dealer when an independent investment manager effects transactions for the client's account(s). Please refer to the "Brokerage Practices" section (Item 12) of this Form ADV for additional information. Capstone Capital Wealth Advisors may charge up to $500.00 per hour for work not related to investment advisory services. This fee applies to clients that are not receiving our investment advisory services. This could include asset registration or re-registration or consultation on investments not held at our firm. |
| Account Minimums and Types of Clients — Form ADV Part 2A (2/24/2026) [Brochure] |
|---|
Item 7 - Types of Clients Capstone Capital Wealth Advisors provides advisory services to the following types of clients: Individuals (other than high net worth individuals) High net worth individuals Pension and profit-sharing plans (other than plan participants) Trusts, estates, or charitable organizations Corporations or business entities other than those listed Capstone Capital Wealth Advisors has a minimum account size of $1 million for new clients. Exceptions may be allowed in certain instances at the sole discretion of Capstone Capital Wealth Advisors. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Coreweave Inc | 8.9 | ||
| Oracle Corp | 7.7 | ||
| Synopsys Inc | 6.4 | ||
| IRIS Energy Ltd | 4.5 | ||
| Yandex NV | 4.3 | ||
| Advanced Micro Devices Inc | 4.1 | ||
| KLA Tencor Corp | 4.0 | ||
| Pinduoduo Inc | 4.0 | ||
| Western Digital Corp | 3.9 | ||
| Bloom Energy Corp | 3.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 106 | 49.1 |
| (b) Individuals (high net worth individuals) | 92 | 308.5 |
| (c) Banking or thrift institutions | 1 | 48.7 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 2.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 551 | 408.4 |
| By Discretionary | ||
| Discretionary | 551 | 408.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 551 | 408.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 408.4 | |
| Total | 551 | 408.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001993327] | |
| 13F-HR | [0002069260] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Bemanaged Financial Services Inc
✚
|
MI | 410.0 M |
|
Taylor Financial Group Inc
✚
|
VA | 410.0 M |
|
Professional Financial Solutions LLC
✚
|
VA | 409.7 M |
|
Marks Wealth LLC
✚
|
MD | 409.2 M |
|
Code Waechter LLC
✚
|
FL | 409.0 M |
|
Rooted Wealth Advisors Inc
✚
|
IL | 408.8 M |
|
Nexus338 LLC
✚
|
MD | 407.8 M |
|
Fifth Force Management LLC
✚
|
TX | 406.9 M |
|
Keystone Financial Planning Inc
✚
|
OH | 406.9 M |
|
United Wealth Management LLC
✚
|
406.6 M |