Capstone Capital LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Capstone Capital LLC
CRD #123764
SEC #801-108040
CIK #0002069260, 0001993327
AUM 408.4 M (2026-02-24)
Employees 4 (50% Investors, 0% Brokers)
Fees
Minimum
Phone702-433-7588
Address2600 Paseo Verde Parkway
Henderson, NV 89074-7167
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($M)
4503602701809002001200920182027
Fees and Compensation — Form ADV Part 2A (2/24/2026) [Brochure]
Item 5 - Fees and Compensation
There are legacy clients of Capstone Capital Wealth Advisors who receive services with
differing fees under engagements that we no longer offer. Capstone Capital Wealth
Advisors charges fees to clients for its services as follows:

INVESTMENT MANAGEMENT FEES
Capstone Capital Wealth Advisors charges its fee for investment management services
as an annual fee calculated as a percentage of assets under management, charged on a
quarterly basis, in arrears, according to the following fee schedule:
      1.00% for the first $5,000,000
      0.75% for the next $5,000,000
      0.50% for additional assets above $10,000,000

The client’s fee is calculated each quarter using the value of the assets on the last
business day of the prior quarter, subject to a $2,500 minimum fee per quarter. Clients
with less than $1 million under Advisor’s management may pay a higher fee percentage
than the schedule shown above. When our services begin or terminate on a day other
than the first day of a calendar quarter, the fee for the initial or last quarter of services will
be prorated based on the number of days under our management.

Clients authorize Capstone Capital Wealth Advisors to deduct our fee directly from their
account held at an independent custodian as it becomes due and payable. If clients have
more than one account, we make the determination as to which account the fee is taken
from based on each client's best interest, or at their instruction. The account custodian(s)
send clients a statement at least quarterly detailing all transactions in the client’s
account. Capstone Capital Wealth Advisors may also accept payment by check in our
sole discretion.

FINANCIAL PLANNING FEES
Capstone Capital Wealth Advisors charges its fee for financial planning services as a
one-time, fixed fee ranging from $5,000 to $20,000 based on the scope of the client’s
planning needs and the complexity thereof collected in advance. The financial planning
fee is due at the time the client signs their agreement with Capstone Capital Wealth
Advisors, and it is payable by check, credit card, or debit card. Upon early termination

of the engagement, Capstone Capital Wealth Advisors will prorate the refund of any
unearned, prepaid fee paid for financial planning services based on the services
provided prior to termination, in our sole discretion.

Limited Negotiability of Advisory Fees: Although Capstone Capital Wealth Advisors has
established the fee schedule(s), we retain the discretion to negotiate alternative fees on
a client-by-client basis. Client facts, circumstances and needs will be considered in
determining the fee schedule. These considerations include the complexity of the client,
assets to be placed under management, anticipated future additional assets; related
accounts; portfolio style, account composition, reports, among other factors. The
specific quarterly fee schedule will be identified in the contract between Capstone
Capital Wealth Advisors and each client.

GENERAL INFORMATION
Termination of the Advisory Relationship: Any engagement agreement may be canceled
at any time without penalty, by either party, for any reason. To initiate a termination, the
client must notify Capstone Capital Wealth Advisors in writing. If an agreement is
canceled within five business days after the effective date of the agreement a client will
receive a full refund of fees. After five days, all fees owed to us for work performed
before termination and all credits owed to the client for fees paid that remain unearned
at time of termination become due immediately. We reserve the right to value a client's
account, prorate the fee and automatically debit the fees owed to us anytime during this
termination period. Fees for work completed up to the termination date will not be
refunded. We agree to provide investment services and reasonable logistical support in
transferring the client's account effectively ending our management of the account. If a
client terminates our services and later decides to use our services again, the client will
enter into a new agreement.

Mutual Fund and Exchange Traded Fund (“ETF”) Fees: All fees paid to Capstone Capital
Wealth Advisors for investment advisory services are separate and distinct from the
fees and expenses charged by mutual funds and ETFs to their shareholders. These
fees and expenses are described in each fund's prospectus. These fees will generally
include a management fee, other fund expenses, and a possible distribution fee. A
client could invest in a mutual fund or ETF directly, without our services. In this case,
the client would not receive the services provided by our firm which are designed,
among other things, to assist the client in determining which type of securities are most
appropriate for each client's financial condition and objectives. Accordingly, the client
should review both the fees charged by the funds and our fees to fully understand the
total amount of fees to be paid by the client and to thereby evaluate the advisory
services being provided.

Additional Fees and Expenses: In addition to our advisory fees, clients are also
responsible for the fees and expenses charged by custodians and imposed by broker
dealers, including, but not limited to, any transaction charges imposed by a broker
dealer when an independent investment manager effects transactions for the client's
account(s). Please refer to the "Brokerage Practices" section (Item 12) of this Form
ADV for additional information.

Capstone Capital Wealth Advisors may charge up to $500.00 per hour for work not
related to investment advisory services. This fee applies to clients that are not receiving
our investment advisory services. This could include asset registration or re-registration
or consultation on investments not held at our firm.
Account Minimums and Types of Clients — Form ADV Part 2A (2/24/2026) [Brochure]
Item 7 - Types of Clients
Capstone Capital Wealth Advisors provides advisory services to the following types of
clients:

      Individuals (other than high net worth individuals)
      High net worth individuals
      Pension and profit-sharing plans (other than plan participants)
      Trusts, estates, or charitable organizations
      Corporations or business entities other than those listed

Capstone Capital Wealth Advisors has a minimum account size of $1 million for new
clients. Exceptions may be allowed in certain instances at the sole discretion of Capstone
Capital Wealth Advisors.
Sector Form 13F Holdings Value ($M)
Coreweave Inc 8.9
Oracle Corp 7.7
Synopsys Inc 6.4
IRIS Energy Ltd 4.5
Yandex NV 4.3
Advanced Micro Devices Inc 4.1
KLA Tencor Corp 4.0
Pinduoduo Inc 4.0
Western Digital Corp 3.9
Bloom Energy Corp 3.7
View All
Holdings by Sector ($M)
2502001501005002024202520262027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 106 49.1
(b) Individuals (high net worth individuals) 92 308.5
(c) Banking or thrift institutions 1 48.7
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 2.2
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 551 408.4
By Discretionary
Discretionary 551 408.4
Non-Discretionary 0 0.0
Total 551 408.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 408.4
Total 551 408.4
EDGAR Form CIK 2011 - 2026
13F-HR [0001993327]
13F-HR [0002069260]
Firm Profile (Form ADV)
Discretionary AUM$0.1B
ServesRetail
Comparable Firms State AUM
Bemanaged Financial Services Inc
MI 410.0 M
Taylor Financial Group Inc
VA 410.0 M
Professional Financial Solutions LLC
VA 409.7 M
Marks Wealth LLC
MD 409.2 M
Code Waechter LLC
FL 409.0 M
Rooted Wealth Advisors Inc
IL 408.8 M
Nexus338 LLC
MD 407.8 M
Fifth Force Management LLC
TX 406.9 M
Keystone Financial Planning Inc
OH 406.9 M
United Wealth Management LLC
406.6 M
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com