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| Capstone Financial Group Inc
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|---|---|
| CRD # | 299819 |
| SEC # | 801-114591 |
| CIK # | 0001808129, 0001558432 |
| AUM | |
| Employees | 4 (25% Investors, 0% Brokers) |
| Phone | 405-848-4646 |
| Address | 13919 Quail Pointe Drive Oklahoma City, OK 73134 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.4 | ||
| Shopify Inc | 7.8 | ||
| Amazon Com Inc | 6.4 | ||
| Microsoft Corp | 3.8 | ||
| MongoDB Inc | 3.8 | ||
| Abbott Laboratories | 2.9 | ||
| Paypal Holdings Inc | 2.8 | ||
| Wal Mart Stores Inc | 2.7 | ||
| Verizon Communications Inc | 2.6 | ||
| Intel Corp | 2.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 190 | 17.0 |
| (b) Individuals (high net worth individuals) | 68 | 133.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 89 | 29.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 854 | 180.3 |
| By Discretionary | ||
| Discretionary | 854 | 180.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 854 | 180.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 180.3 | |
| Total | 854 | 180.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001558432] | |
| 10-Q | [0001558432] | |
| 3 | [0001558432] | |
| 4 | [0001558432] | |
| 5 | [0001558432] | |
| 8-K | [0001558432] | |
| D | [0001558432] | |
| SC 13D | [0001558432] | |
| 13F-HR | [0001808129] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Capstone Financial Group Inc | Twinlab Consolidated Holdings Inc | [2014-12-17] |
| Schneider George Leon | Capstone Financial Group Inc | [2013-09-17] |
| Pastor Darin Richard | Capstone Financial Group Inc | [2013-09-17] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Capstone Financial Group Inc | |
| Pastor Darin Richard | |
| Pastor Tracy Anne | |
| Johnson Halford W | |
| Schneider George Leon | |
| Twinlab Consolidated Holdings Inc | |
| Faught Ryan | |
| Lane Matthew A |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Capstone Financial Group Inc CAPP
Common Stock
|
2016-12-07 | Sell | 5,771,940 | $0.32 | 1,847,021 |
|
Capstone Financial Group Inc CAPP
Common Stock
|
2016-03-24 | Buy | 1,000 | $0.85 | 850 |
|
Capstone Financial Group Inc CAPP
Common Stock
|
2016-03-24 | Buy | 1,000 | $0.95 | 950 |
|
Capstone Financial Group Inc CAPP
Common
|
2015-11-30 | Gift | 4,518,000 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Series B Warrant - Tranche 1 (right to buy) · derivative
|
2015-11-30 | E | 1,342,105 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-11-16 | Sell | 131,579 | $0.76 | 100,000 |
|
Capstone Financial Group Inc CAPP
Common Stock
|
2015-10-21 | Sell | 9,436,414 | $0.32 | 3,019,652 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-10-13 | Sell | 6,579 | $0.76 | 5,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-10-05 | Sell | 297,368 | $0.76 | 226,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Contingent Call Option (right to buy) · derivative
|
2015-10-01 | E | 1,500,000 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Contingent Call Option (right to buy) · derivative
|
2015-10-01 | E | 1,000,000 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Contingent Call Option (right to buy) · derivative
|
2015-10-01 | E | 1,500,000 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-09-24 | Sell | 32,895 | $0.76 | 25,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-09-17 | Sell | 381,579 | $0.76 | 290,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-08-06 | Sell | 398,000 | $0.76 | 302,480 |
|
Twinlab Consolidated Holdings Inc TLCC
Series B Warrant - Tranche 1 (right to buy) · derivative
|
2015-07-23 | Option exercise | 131,579 | $0.00 | |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-07-23 | Option exercise | 131,579 | $0.76 | 100,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-07-21 | Sell | 50,000 | $0.76 | 38,000 |
|
Twinlab Consolidated Holdings Inc TLCC
Common Stock
|
2015-07-10 | Sell | 80,000 | $0.76 | 60,800 |
|
Twinlab Consolidated Holdings Inc TLCC
Series B Warrant - Tranche 1 (right to buy) · derivative
|
2015-07-07 | Option exercise | 526,316 | $0.00 | |
| showing 20 of 78 most recent transactions | |||||