|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Capstone Investment Financial Group LLC
✚
|
|
|---|---|
| CRD # | 122575 |
| SEC # | 801-67699 |
| CIK # | 0001808129, 0001558432 |
| AUM | $136.6 M (2025-03-03) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 719-477-9883 |
| Address | 115 West Salori Court Webster, NY 14580 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001808129 0001558432 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.4 | ||
| Shopify Inc | 7.8 | ||
| Amazon Com Inc | 6.4 | ||
| Microsoft Corp | 3.8 | ||
| MongoDB Inc | 3.8 | ||
| Abbott Laboratories | 2.9 | ||
| Paypal Holdings Inc | 2.8 | ||
| Wal Mart Stores Inc | 2.7 | ||
| Verizon Communications Inc | 2.6 | ||
| Intel Corp | 2.3 | ||
| Zillow Group Inc | 2.2 | ||
| Alphabet Inc | 2.2 | ||
| Cisco Systems Inc | 2.0 | ||
| Bancfirst Corp /OK/ | 2.0 | ||
| Southwest Airlines Co | 1.9 | ||
| Walt Disney Co | 1.6 | ||
| Applied Materials Inc /DE | 1.6 | ||
| Rio Tinto PLC | 1.6 | ||
| Coca Cola Co | 1.5 | ||
| Check Point Software Technologies Ltd | 1.5 | ||
| American Tower Corp /MA/ | 1.5 | ||
| Expedia Inc | 1.4 | ||
| GlaxoSmithKline PLC | 1.4 | ||
| Merck & Co Inc | 1.4 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Rocky Mountain Capital Fund LP | 2015-03-06 | 3.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 347 | 59.3 |
| (b) Individuals (high net worth individuals) | 39 | 74.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 3.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 881 | 136.6 |
| By Discretionary | ||
| Discretionary | 873 | 131.9 |
| Non-Discretionary | 8 | 4.6 |
| Total | 881 | 136.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 136.6 | |
| Total | 881 | 136.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001558432] | |
| 10-Q | [0001558432] | |
| 3 | [0001558432] | |
| 4 | [0001558432] | |
| 5 | [0001558432] | |
| 8-K | [0001558432] | |
| D | [0001558432] | |
| SC 13D | [0001558432] | |
| 13F-HR | [0001808129] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Capstone Financial Group Inc | Twinlab Consolidated Holdings Inc | [2014-12-17] |
| Schneider George Leon | Capstone Financial Group Inc | [2013-09-17] |
| Pastor Darin Richard | Capstone Financial Group Inc | [2013-09-17] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Capstone Financial Group Inc | |
| Pastor Darin Richard | |
| Pastor Tracy Anne | |
| Johnson Halford W | |
| Schneider George Leon | |
| Twinlab Consolidated Holdings Inc | |
| Faught Ryan | |
| Lane Matthew A |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Tsai Capital Corporation
✚
|
0.1 | |
|
Artience Capital Management LLC
✚
|
0.1 | |
|
Equilibrium Ventures LLC
✚
|
NY | 0.1 |
|
Tradewinds Asset Management LLC
✚
|
OR | 0.1 |
|
Wayve Capital Management LLC
✚
|
0.1 | |
|
SCG Asset Management LLC
✚
|
IL | 0.1 |
|
Red Crane Wealth Management LLC
✚
|
CA | 0.1 |
|
Colrain Capital LLC
✚
|
MA | 0.1 |
|
Womack Financial LLC
✚
|
TX | 0.1 |
|
Hover4Pi Capital Management Limited
✚
|
0.1 |