Carlson Capital LP

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Carlson Capital LP ✚
CRD #	118156
SEC #	801-60758
CIK #	0001581298, 0001056973
AUM	429.3 M (2026-05-04)
Employees	26 (38% Investors, 0% Brokers)
Fees
Minimum
Phone	214-932-9600
Address	2100 Mckinney Ave Dallas, TX 75201
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

CIK	Period
0001581298 0001056973	2026-03-31 2025-12-31 2025-09-30 2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-12-31 2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

CIK

Period

0001581298 0001056973

Sector	Form 13F Holdings	Value ($B)
	Pinnacle Financial Partners Inc	0.0
	Huntington Bancshares Inc/MD	0.0
	Cullen Frost Bankers Inc	0.0
	Wells Fargo & Co/MN	0.0
	Home Depot Inc	0.0
	Social Capital Hedosophia Holdings Corp V	0.0
	Electronic Arts Inc	0.0
	Webster Financial Corp	0.0
	Discovery Communications Inc	0.0
	Chevron Corp	0.0
	Chesapeake Energy Corp	0.0
	Norfolk Southern Corp	0.0
	Bank of America Corp /DE/	0.0
	Schlumberger Ltd /NV/	0.0
	Phillips 66	0.0
	Matador Resources Co	0.0
	BB&T Corp	0.0
	United Parcel Service Inc	0.0
	Ovintiv Inc	0.0
	Albertsons Companies Inc	0.0
	Intercontinentalexchange Group Inc	0.0
	Autozone Inc	0.0
	State Street Corp	0.0
	J P Morgan Chase & Co	0.0
	Clorox Co /DE/	0.0
	Tesla Motors Inc	0.0
	Floor & Decor Holdings Inc	0.0




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Type	Form D Funds	Date	Sold	AUM
HF	Black Diamond Clean Energy LP	[2021-06-29]	11.7 M	31.1 M
	Filed 2021-09-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Black Diamond Clean Energy Offshore Ltd	2021-06-29
HF	EDCA 2019 Fund LP	2019-12-19		0.2 M
HF	Black Diamond Intermediate Ltd	2019-03-29		0.0 M
HF	Double Black Diamond Intermediate Ltd	2018-03-29		0.2 M
SA	Cathedral Lake IV Ltd	2017-03-30		383.6 M
SA	Cathedral Lake III Ltd	[2016-03-29]	404.4 M	385.7 M
	Filed 2016-12-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $4,870,510 · Net Assets Decline to Disclose
SA	Cathedral Lake II Ltd	[2015-10-19]	373.4 M	383.6 M
	Filed 2016-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $5,132,500 · Net Assets Decline to Disclose
HF	Black Diamond Relative Value Cayman LP	2015-08-20		350.8 M
HF	Black Diamond Energy L/S LP	[2015-05-29]	94.3 M	0.0 M
	Filed 2017-02-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $180,283 · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	14	0.4
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	14	0.4
By Discretionary
Discretionary	14	0.4
Non-Discretionary	0	0.0
Total	14	0.4
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		0.4
Total	14	0.4

Limited Partners	2011 - 2026
New York City Employees' Retirement System

Form D Directors	Role	# Filings	# Firms
Leanne Golding	Director	91	21
Joshua Barlow	Director	72	17
Andrew Dean	Director	29	12
Ian Smith	Director	39	6
Leslie Macdonald	Director	11	6
Richard Douglas	Director	37	4
John McCarthy	Executive Officer	88	3
Clint Carlson	Director, Executive Officer	25	3
Keith Anderson	Director	20	3
Carlson Capital LP	Executive Officer, Promoter	16	3
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001056973]
3	[0001056973]
4	[0001056973]
SC 13D	[0001056973]
SC 13G	[0001056973]
13F-HR	[0001581298]
13F-NT	[0001581298]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Carlson Capital L P	Albireo Pharma Inc	[2023-02-24]
Carlson Capital L P	Exicure Inc	[2022-12-06]
Carlson Capital L P	TFF Pharmaceuticals Inc	[2022-11-28]
Carlson Capital L P	Glatfelter Corp	[2022-10-17]
Carlson Capital L P	Zogenix Inc	[2022-03-14]
Carlson Capital L P	Glatfelter Corp	[2021-09-20]
Carlson Capital L P	William Lyon Homes	[2019-01-04]
Carlson Capital L P	Archrock Inc	[2018-02-26]
Carlson Capital L P	Propetro Holding Corp	[2017-03-31]
Carlson Capital L P	Cobalt International Energy Inc	[2017-01-30]
View All

Firm Profile (Form ADV)
Discretionary AUM	$20.6B
Serves	Institutional
Fund Types	Hedge Fund
LEI	XJC7517PZOP2KEVT5Z73

Form 3/4/5 Subject	2011 - 2026
Runway Growth Finance Corp
Carlson Clint Duane
Carlson Capital L P
SWK Holdings Corp
Black Diamond Offshore Ltd
Double Black Diamond Offshore Ltd
Asgard Investment Corp II
Magnera Corp
Black Diamond Arbitrage Offshore Ltd
Delaware Domiciled Single Investor Limited Partnership - 101
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
SWK Holdings Corp SWKH "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2024-10-23	Other	600,678	$0.00
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2024-09-25	Sell	320,691	$1.74	558,002
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2024-09-19	Sell	50,000	$1.82	91,000
Magnera Corp GLT Common Stock	2024-06-28	Sell	2,262,984	$1.40	3,168,178
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2024-06-27	Sell	207,325	$1.65	342,086
Magnera Corp GLT Common Stock	2023-10-26	Buy	50,000	$1.60	80,000
Magnera Corp GLT Common Stock	2023-10-25	Buy	25,000	$1.55	38,750
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2023-10-24	Buy	75,000	$1.54	115,500
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2023-10-10	Buy	236,000	$1.80	424,800
Magnera Corp GLT Common Stock	2023-10-03	Buy	75,000	$1.90	142,500
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2023-10-02	Buy	250,000	$1.95	487,500
Magnera Corp GLT Common Stock	2023-09-06	Buy	100,000	$2.00	200,000
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2023-09-05	Buy	200,000	$1.92	384,000
Magnera Corp GLT Common Stock	2023-08-16	Buy	65,000	$2.00	130,000
TFF Pharmaceuticals Inc TFFP Common Stock	2023-08-16	Sell	1,000	$0.39	390
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2023-08-15	Buy	180,000	$2.00	360,000
Magnera Corp GLT Common Stock	2023-08-15	Buy	5,000	$2.03	10,150
TFF Pharmaceuticals Inc TFFP "Common Stock, par value $0.001 per share (the ""Common Stock"""	2023-08-15	Sell	215,000	$0.44	94,600
Magnera Corp GLT Common Stock	2023-03-29	Buy	500,000	$3.09	1,545,000
Magnera Corp GLT "Common Stock, par value $0.01 per share (the ""Common Stock"")"	2023-01-20	Option exercise	50,000	$2.50	125,000
showing 20 of 200 most recent transactions

Comparable Firms	State	AUM
Seven Fleet Capital Management LP ✚		434.6 M
Spark Investment Management LLC ✚	NY	433.9 M
L1 Capital Global Inc ✚	FL	433.6 M
Third North Capital LP ✚	NY	432.2 M
Intermarket Corporation ✚	NY	431.5 M
Foreword Capital LP ✚	CA	431.5 M
Square Wave Capital LLC ✚	NY	428.8 M
Protium Capital Limited ✚		427.0 M
ABR Dynamic Funds LLC ✚	NY	426.2 M
Science & Technology Partners LP ✚	CT	425.5 M

Carlson Capital LP

Assets, Funds, Holdings