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| Carlson Capital LP
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| CRD # | 118156 |
| SEC # | 801-60758 |
| CIK # | 0001056973, 0001581298 |
| AUM | 429.3 M (2026-05-04) |
| Employees | 26 (38% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 214-932-9600 |
| Address | 2100 Mckinney Ave Dallas, TX 75201 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Pinnacle Financial Partners Inc | 0.0 | ||
| Huntington Bancshares Inc/MD | 0.0 | ||
| Cullen Frost Bankers Inc | 0.0 | ||
| Wells Fargo & Co/MN | 0.0 | ||
| Home Depot Inc | 0.0 | ||
| Social Capital Hedosophia Holdings Corp V | 0.0 | ||
| Electronic Arts Inc | 0.0 | ||
| Webster Financial Corp | 0.0 | ||
| Discovery Communications Inc | 0.0 | ||
| Chevron Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Black Diamond Clean Energy LP | [2021-06-29] | 11.7 M | 31.1 M |
| Filed 2021-09-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Black Diamond Clean Energy Offshore Ltd | 2021-06-29 | ||
| HF | EDCA 2019 Fund LP | 2019-12-19 | 0.2 M | |
| HF | Black Diamond Intermediate Ltd | 2019-03-29 | 0.0 M | |
| HF | Double Black Diamond Intermediate Ltd | 2018-03-29 | 0.2 M | |
| SA | Cathedral Lake IV Ltd | 2017-03-30 | 383.6 M | |
| SA | Cathedral Lake III Ltd | [2016-03-29] | 404.4 M | 385.7 M |
| Filed 2016-12-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $4,870,510 · Net Assets Decline to Disclose | ||||
| SA | Cathedral Lake II Ltd | [2015-10-19] | 373.4 M | 383.6 M |
| Filed 2016-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $5,132,500 · Net Assets Decline to Disclose | ||||
| HF | Black Diamond Relative Value Cayman LP | 2015-08-20 | 350.8 M | |
| HF | Black Diamond Energy L/S LP | [2015-05-29] | 94.3 M | 0.0 M |
| Filed 2017-02-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $180,283 · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 14 | 0.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 0.4 |
| By Discretionary | ||
| Discretionary | 14 | 0.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 14 | 0.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.4 | |
| Total | 14 | 0.4 |
| Limited Partners | 2011 - 2026 |
|---|---|
| New York City Employees' Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Leanne Golding | Director | 91 | 21 | |
| Joshua Barlow | Director | 72 | 17 | |
| Andrew Dean | Director | 29 | 12 | |
| Ian Smith | Director | 41 | 6 | |
| Leslie Macdonald | Director | 11 | 6 | |
| Richard Douglas | Director | 37 | 4 | |
| John McCarthy | Executive Officer | 88 | 3 | |
| Clint Carlson | Director, Executive Officer | 25 | 3 | |
| Keith Anderson | Director | 20 | 3 | |
| Carlson Capital LP | Executive Officer, Promoter | 16 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001056973] | |
| 3 | [0001056973] | |
| 4 | [0001056973] | |
| SC 13D | [0001056973] | |
| SC 13G | [0001056973] | |
| 13F-HR | [0001581298] | |
| 13F-NT | [0001581298] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $20.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | XJC7517PZOP2KEVT5Z73 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
SWK Holdings Corp SWKH
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2024-10-23 | Other | 600,678 | $0.00 | |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2024-09-25 | Sell | 320,691 | $1.74 | 558,002 |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2024-09-19 | Sell | 50,000 | $1.82 | 91,000 |
|
Magnera Corp GLT
Common Stock
|
2024-06-28 | Sell | 2,262,984 | $1.40 | 3,168,178 |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2024-06-27 | Sell | 207,325 | $1.65 | 342,086 |
|
Magnera Corp GLT
Common Stock
|
2023-10-26 | Buy | 50,000 | $1.60 | 80,000 |
|
Magnera Corp GLT
Common Stock
|
2023-10-25 | Buy | 25,000 | $1.55 | 38,750 |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2023-10-24 | Buy | 75,000 | $1.54 | 115,500 |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2023-10-10 | Buy | 236,000 | $1.80 | 424,800 |
|
Magnera Corp GLT
Common Stock
|
2023-10-03 | Buy | 75,000 | $1.90 | 142,500 |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2023-10-02 | Buy | 250,000 | $1.95 | 487,500 |
|
Magnera Corp GLT
Common Stock
|
2023-09-06 | Buy | 100,000 | $2.00 | 200,000 |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2023-09-05 | Buy | 200,000 | $1.92 | 384,000 |
|
Magnera Corp GLT
Common Stock
|
2023-08-16 | Buy | 65,000 | $2.00 | 130,000 |
|
TFF Pharmaceuticals Inc TFFP
Common Stock
|
2023-08-16 | Sell | 1,000 | $0.39 | 390 |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2023-08-15 | Buy | 180,000 | $2.00 | 360,000 |
|
Magnera Corp GLT
Common Stock
|
2023-08-15 | Buy | 5,000 | $2.03 | 10,150 |
|
TFF Pharmaceuticals Inc TFFP
"Common Stock, par value $0.001 per share (the ""Common Stock"""
|
2023-08-15 | Sell | 215,000 | $0.44 | 94,600 |
|
Magnera Corp GLT
Common Stock
|
2023-03-29 | Buy | 500,000 | $3.09 | 1,545,000 |
|
Magnera Corp GLT
"Common Stock, par value $0.01 per share (the ""Common Stock"")"
|
2023-01-20 | Option exercise | 50,000 | $2.50 | 125,000 |
| showing 20 of 200 most recent transactions | |||||
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