|
⚲
|
| Carlson & Company Financial Services LLC
✚
| |
|---|---|
| CRD # | 295907 |
| SEC # | 801-113595 |
| CIK # | |
| AUM | $508.6 MM (2024-03-28) |
| Employees | 27 (56% Investors, 0% Brokers) |
| Phone | 844-227-5766 |
| Address | 1201 SW Oakley Avenue Topeka, KS 66604 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 898 | 319.5 |
| (b) Individuals (high net worth individuals) | 119 | 185.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 3.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,779 | 508.6 |
| By Discretionary | ||
| Discretionary | 2,779 | 508.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,779 | 508.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 508.6 | |
| Total | 2,779 | 508.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Golden State Asset Management LLC
✚
|
CA | 0.5 |
|
HFR Wealth Management LLC
✚
|
NY | 0.5 |
|
Woodward Financial Advisors Inc
✚
|
NC | 0.5 |
|
White Lighthouse Investment Management Inc
✚
|
MA | 0.5 |
|
Lawrence W Kelly & Associates Inc
✚
|
CA | 0.5 |
|
Blue Fin Capital Inc
✚
|
RI | 0.5 |
|
TCFG Investment Advisors LLC
✚
|
CA | 0.5 |
|
Raab & Moskowitz Asset Management LLC
✚
|
NJ | 0.5 |
|
Neumann Capital Management LLC
✚
|
CA | 0.5 |
|
ACT Two Investors LLC
✚
|
CA | 0.5 |