Finsym Partners LLC

Item 5 – Fees and Compensation

We are compensated for our services in accordance with “Schedule A” of our
Investment Advisory Agreement (“IAA”) that each Client enters into at the beginning
of our professional engagement. Fees may only be modified with Client notification
and consent as permitted by our IAA.

        Standard Fee Schedule
        1.00% on assets up to $750,000
        0.75% on assets between $750,000 and $1,500,000
        0.50% on assets over $1,500,000

For defined benefit or retirement plan assets, which are not held by our recommended
independent custodian, we charge .50%, which is assessed to that portion of a Client’s
portfolio held away.

Our fees are negotiable.

Fees for each quarter are paid at the end of the quarter based on the total value of assets
under management at the close of trading on the last business day of the quarter. The
fee will be equal to the agreed upon rate per annum (set forth in the IAA entered into
each Client), times the market value of the account, divided by four, the quarters in a

year. The market value will be construed to equal the sum of the values of all assets in
the account, not adjusted by any margin debit.

Fees for partial quarters at the commencement or termination will be billed on a pro-
rated basis contingent on the number of days the account was open during the quarter.

FinSym Partners deducts fee directly from the Client’s account custodian as authorized
by the IAA and custodian paperwork. Payment of fees may result in the liquidation of
a Client’s securities if there is insufficient cash in the account.       For purposes of
determining value, we will rely on your custodian’s valuation as of the end of the
calendar quarter.

Each Client’s account custodian charges fees, which are in addition to and separate from
the investment advisory service fee we charge. All brokerage commissions, stock
transfer fees, and other similar charges incurred in connection with transactions for the
account will be paid out of the assets in the account and are in addition to the
investment management fees paid to us. Clients bear responsibility for verifying the
accuracy of fee calculations. In additional to our fee, Clients also pay a proportionate
share of any mutual fund’s fees and charges.

FinSym Partners is a fee-only advisor meaning we do not receive any compensation
from the sale of securities or other investment products. We do not sell commissioned
products; we are not affiliated with entities that sell financial products or securities; no
commissions in any form are accepted; and no finder’s fees are accepted or paid for client
referrals.

Item 7 – Types of Clients

FinSym Partners provides investment advice and portfolio management to individuals,
some percentage of whom are high net worth individuals, as well as trusts, and estates.
We also work with employer retirement plan sponsors.