Chacon Diaz & Di Virgilio Wealth Management LLC

Item 5: Fees and Compensation

A. Fee Schedule

The following is the fee schedule for investment management services provided by Chacon Diaz
& Di Virgilio Wealth Management.

  TOTAL ASSETS UNDER MANAGEMENT                                     ANNUAL FEE

                    $1 - $750,000                                       1.50%

              $750,001 - $1,000,000                                     1.25%

             $1,000,001 - $5,000,000                                    1.00%

            $5,000,001 - $10,000,000                                    0.75%

                  Above $10,000,000                                     0.50%

Our fee schedule is linear, meaning that only one percentage is billed for every dollar under
management. For example, if the total amount under management is $7 million, all $7 million is
charged at .75% as opposed to charging the first $5,000,000 at 1%, and the next $2 million at
.75%.

FINANCIAL PLANNING

Financial plans and financial planning may include, but is not limited to: investment planning;
retirement planning; estate planning; college planning; tax planning; life insurance analysis and
debt/credit planning

        FIXED FEES

        Depending upon the complexity of the situation and the needs of the client, the rate for creating
        financial plans is between $4,000 and $10,000. Fees are paid in arrears upon completion.

        SUBADVISER SERVICES FEES

        CDDWM may also act as a subadviser to unaffiliated third-party advisers and CDDWM would
        receive a share of the fees collected from the third-party adviser’s client. The fees charged are
        negotiable and will not exceed any limit imposed by any regulatory agency. This relationship will
        be memorialized in each contract between CDDWM and the third-party adviser.

        B. Payment of Fees

        Investment management fees are negotiable and are withdrawn directly from the client’s accounts
        with written authorization. The IA is required to (a) obtain client authorization, (b) send a copy of
        the invoice to the client at the same time that the IA directs invoice to the custodian for payment,
        and (c) disclose that the custodian will send quarterly invoices to the client wherein IA fees are
        itemized.

        Financial Planning fees are paid in arrears, and therefore no refund is necessary. Clients may
        terminate their contracts without penalty within five business days of signing the advisory
        contract.

        Subadviser fees may be withdrawn from client’s accounts or clients may be invoiced for such fees,
        as disclosed in each contract between CDDWM and the applicable third-party adviser.

        C. Clients Are Responsible For Third Party Fees

        Clients will incur NO other costs aside from advisory fees.

        D. Prepayment of Fees

        Wealth Management fees are paid quarterly in advance and in arrears, and clients may terminate
        their contracts with thirty days’ written notice. Refunds are given on a prorated basis, based on the
        number of days remaining in a quarter at the point of termination. Clients may terminate their
        contracts without penalty, for full refund, within 5 business days of signing the wealth
        management contract. Lower fees for comparable services may be available from other sources.
        There is no account minimum.

        E. Outside Compensation For the Sale of Securities to Clients

        Not Applicable.

Item 7: Types of Clients
Chacon Diaz & Di Virgilio is an independent Registered Investment Advisor (RIA) and fee-only fiduciary
wealth management firm that works with clients across the United States, including other investment
advisers. Our firm has broad and extensive experience handling the complex financial and investment
issues that significant wealth can present.