Tweddell Goldberg LLC

Item 5: Fees and Compensation
 Item 5 A. We base our fees on a percentage of assets under management, and/or hourly
 charges.

 Fees for investment management services are negotiable subject to a maximum of 1.00% per
 year. Unless negotiated will fall between 0.3% and 1% annually.

 When negotiating the fee for portfolio management services, the Firm considered account
 size, complexity of services, client type, customization and personalization, and length of
 relationship. Lower fees for comparable services may be available from other sources.

 Item 5 B. Investment management fees are billed quarterly in advance, meaning that we
 invoice you for the three-month billing period that is beginning. Payment in full is expected
 upon invoice presentation. Fees are deducted from an account designated by you to facilitate
 billing or paid by check from the client. You must consent in advance to direct debiting of
 your investment account.

 We will send a statement to you showing the amount of the fee, the value of your assets upon
 which the fee was based, the time period covered by the fee, and the specific manner in which
 the fee was calculated. It is your responsibility to verify the accuracy of the fee calculation.
 The custodian will not determine whether the fee is properly calculated. We will send a bill to
 the custodian indicating only the amount of the fee to be paid.

Hourly Planning Engagements
 We occasionally provide financial planning services for clients who need advice on a limited
 scope of work. The rate for limited scope engagements is negotiable. Hourly fees are at the
 rate of $275 per hour with a minimum fee of $1,000. The client pays this fee via check and
 50% of the financial planning fee is payable upon the execution of the Financial Planning
 Agreement and the remaining balance upon completion of the plan.

 Client agrees to pay TGI fees within thirty (30) days after the report is completed and
 available to the Client.

 For any financial planning services we may provide, we do not receive any fees or
 compensation from the sale of any securities, insurance, real estate, or other services
 recommended. Further, the client is under no obligation to act on our recommendations. If the
 client elects to act on any of the recommendations, the client is under no obligation to effect
 the transaction through our Firm.

How Fees are Calculated
 Billing amounts are based upon the value (market value or fair market value in the absence of
 market value) of the client's account(s) (including both securities and cash) at the end of the
 previous quarter (or, for new clients, upon a date agreed to by us and you). Valuations are

Tweddell Goldberg, LLC               FORM ADV Part 2 A              CRD Number: 141634

 derived from recognized and independent pricing sources, such as Charles Schwab
 Institutional.

Other Fees or Expenses Paid in Connection with Our Services
 Item 5 C. All fees paid to us for investment advisory and management services are separate
 and distinct from the fees and expenses charged by mutual funds to their shareholders. Mutual
 fund expenses are described in each fund's prospectus. These expenses will generally include
 a management fee, other fund expenses, and possibly a distribution fee. In addition, mutual
 funds incur transaction costs and opportunity costs, which are not disclosed in the fund’s
 prospectus or Statement of Additional Information, but which may be estimated.

 You will incur transaction fees or charges but generally no commissions in connection with
 trading of mutual funds, ETFs, individual stock, and bonds (and/or principal mark-ups and
 mark-downs for principal trades), which are charged by the custodian (brokerage firm holding
 your assets for safekeeping). Mutual fund transaction fees charged by our recommended
 custodian, Charles Schwab Institutional, generally vary from $24 to $31 for each purchase
 and sale transaction. Costs for bond trades vary. Accordingly, you should review both the fees
 charged by the funds (including transaction and market-impact costs within funds which are
 not included in a fund’s annual expense ratio), the transaction fees charged by the custodian,
 as well as the fees charged by us, to fully understand the total amount of fees and costs paid
 by you, in connection with any recommended transaction. For a discussion of our practice in
 recommending brokers (custodians) to you and negotiating brokerage fees on your behalf,
 please see Item 12.

 You may also incur “account termination fees” upon the transfer of an account from one
 brokerage firm (custodian) to another. The range for these account termination fees is
 believed to range generally from $0 to $200 at present, but at times may be much higher. You
 should contact your custodians (brokerage firms, bank, or trust company, etc.) to determine
 the amount of account termination fees which may be charged and deducted from your
 accounts for any existing accounts which may be transferred.

Cancellation and Termination of Agreements
 Item 5 D. Upon termination of any account, any prepaid, unearned fees will be promptly
 refunded, with the refund calculations based pro rata to the date of termination. Termination
 of an agreement will not affect: (a) the validity of any action previously taken by us under the
 agreement; liabilities or obligations of the parties from transactions initiated before
 termination of the agreement; or your obligation to pay advisor fees (prorated through the date
 of termination). Upon the termination of the agreement, we will have no obligation to
 recommend or take any action with regard to the securities, cash, or other investments in your
 account.

 Item 5 E. Neither the Firm nor any of our supervised persons accepts compensation for the
 sale of securities or other investment products.

Tweddell Goldberg, LLC                FORM ADV Part 2 A              CRD Number: 141634

Item 7: Types of Clients
 We provide investment advice primarily to individuals and their families, including high net
 worth individuals. The Firm does not have any requirements for opening or maintaining an
 account, such as a minimum account size.