City National Rochdale LLC

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Assets, Funds, Holdings

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City National Rochdale LLC
CRD #117198
SEC #801-27265
CIK #0001009289
AUM $60.1 BB (2024-06-20)
Employees 220 (59% Investors, 69% Brokers)
Phone212-702-3500
Address400 Park Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($BB)
705642281402001200920172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
MSFT 1,918.2 16.6
AAPL 2,382.8 13.5
NVDA 399.6 11.7
AMZN 1,093.0 9.8
TD 118.7 8.2
RY 136.4 8.1
GOOGL 1,475.1 5.9
BMO 62.8 5.1
JPM 340.2 5.0
BNS 71.2 5.0
View All
Holdings by Sector ($BB)
4503602701809002013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
Other Rochdale Royalty Rights Fund [2013-03-19] 8.0 4.2
HF Diversified Opportunities Fund Ltd [2012-03-28] 1.3 17.1
HF Rochdale Alternative Total Return Offshore Fund 2012-03-28 8.4
HF Special Opportunities Fund Ltd [2012-03-28] 11.4 38.8
HF Trade Finance Income Fund Limited [2012-03-28] 19.3 11.9
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 1,086 0.3
(b) Individuals (high net worth individuals) 15,584 38.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 7 11.6
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 213 0.7
(h) Charitable organizations 138 2.0
(i) State or municipal government entities 1 0.4
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 664 6.8
(n) Other 0 0.0
Total 43,108 60.1
By Discretionary
Discretionary 42,911 60.0
Non-Discretionary 197 0.0
Total 43,108 60.1
By Non-United States Persons
Non-United States Persons 0.8
United States Persons 59.2
Total 43,108 60.1
Form D Directors # Filings # Firms 2011 - 2024
William ODonnell 40
Vernon Kozlen 12
Jay Nadel 20
Jon Hunt 15
James Wolford 12
Susan Jones 11
William Sweet 10
Garrett Dalessandro 10
Kurt Hawkesworth 10
Francesco Gozzillo 9
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0001009289]
13F-NT [0001009289]
3 [0001009289]
SC 13D [0001009289]
SC 13G [0001009289]
Form 13D/13G Filer Form 13D/13G Subject Filed
City National Rochdale LLC Switch Inc [2021-02-16]
City National Rochdale LLC City National Rochdale High Yield Alternative Strategies Fund TEI LLC [2020-01-21]
City National Rochdale LLC City National Rochdale Structured Claims Fixed Income Fund LLC [2020-01-21]
City National Rochdale LLC City National Rochdale High Yield Alternative Strategies Fund LLC [2020-01-21]
City National Rochdale LLC City National Rochdale Select Strategies Fund [2020-01-17]
City National Rochdale LLC City National Rochdale Strategic Credit Fund [2020-01-17]
City National Rochdale LLC SINO AGRO Food Inc [2016-02-12]
City National Rochdale LLC Compass Diversified Holdings [2016-02-10]
City National Rochdale LLC Consolidated Communications Holdings Inc [2014-05-20]
Form 3/4/5 Subject 2011 - 2024
City National Rochdale LLC
City National Rochdale High Yield Alternative Strategies Mas
City National Rochdale Strategic Credit Fund
City National Rochdale Select Strategies Fund
Related Firms State AUM ($BB)
City National Rochdale LLC
NY 60.1
Symphonic Financial Advisors LLC
NY 0.1
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