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| Happy Holidays!! thanks for using AUM13F!! |
| City National Rochdale LLC
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| CRD # | 117198 |
| SEC # | 801-27265 |
| CIK # | 0001009289 |
| AUM | $68.2 B (2025-04-24) |
| Employees | 235 (54% Investors, 50% Brokers) |
| Phone | 212-702-3500 |
| Address | 400 Park Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 19.5 | ||
| Nvidia Corp | 16.5 | ||
| Amazon Com Inc | 12.6 | ||
| Apple Inc | 12.6 | ||
| Toronto Dominion Bank | 10.9 | ||
| Royal Bank of Canada | 9.7 | ||
| Bank of Montreal /Can/ | 7.9 | ||
| Bank of Nova Scotia | 7.0 | ||
| J P Morgan Chase & Co | 6.8 | ||
| Transcanada Corp | 6.4 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Rochdale Royalty Rights Fund | [2013-03-19] | 8.0 | 4.2 |
| HF | Diversified Opportunities Fund Ltd | [2012-03-28] | 1.3 | 17.1 |
| HF | Rochdale Alternative Total Return Offshore Fund | 2012-03-28 | 8.4 | |
| HF | Special Opportunities Fund Ltd | [2012-03-28] | 11.4 | 0.0 |
| HF | Trade Finance Income Fund Limited | [2012-03-28] | 19.3 | 11.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 450 | 0.2 |
| (b) Individuals (high net worth individuals) | 15,433 | 45.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 7 | 11.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 192 | 0.9 |
| (h) Charitable organizations | 137 | 1.9 |
| (i) State or municipal government entities | 1 | 0.4 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 618 | 7.6 |
| (n) Other | 0 | 0.0 |
| Total | 41,300 | 68.2 |
| By Discretionary | ||
| Discretionary | 41,120 | 68.1 |
| Non-Discretionary | 180 | 0.1 |
| Total | 41,300 | 68.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 68.1 | |
| Total | 41,300 | 68.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| William ODonnell | 42 | |||
| Jay Nadel | 20 | |||
| Jon Hunt | 15 | |||
| Vernon Kozlen | 12 | |||
| Garrett Dalessandro | 10 | |||
| Kurt Hawkesworth | 10 | |||
| Francesco Gozzillo | 9 | |||
| Daniel Hanwacker | 4 | |||
| James Wolford | 12 | |||
| Susan Jones | 11 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001009289] | |
| 13F-NT | [0001009289] | |
| 3 | [0001009289] | |
| SC 13D | [0001009289] | |
| SC 13G | [0001009289] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
City National Rochdale LLC
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|
NY | 68.2 |
|
Symphonic Financial Advisors LLC
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|
NY | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Eaton Vance Management
✚
|
MA | 84.9 |
|
RBC Global Asset Management US Inc
✚
|
MN | 76.5 |
|
William Blair Investment Management LLC
✚
|
IL | 71.6 |
|
Brandywine Global Investment Management LLC
✚
|
PA | 66.4 |
|
Pzena Investment Management LLC
✚
|
NY | 63.7 |
|
Russell Investment Management LLC
✚
|
WA | 62.4 |
|
Eagle Asset Management Inc
✚
|
FL | 58.5 |
|
GW&K Investment Management LLC
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|
MA | 52.9 |
|
Connor Clark & Lunn Investment Management Ltd
✚
|
49.4 | |
|
Brookfield Public Securities Group LLC
✚
|
NY | 48.3 |