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| City National Rochdale LLC
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|
|---|---|
| CRD # | 117198 |
| SEC # | 801-27265 |
| CIK # | 0001009289 |
| AUM | $60.1 BB (2024-06-20) |
| Employees | 220 (59% Investors, 69% Brokers) |
| Phone | 212-702-3500 |
| Address | 400 Park Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 16.6 | |
| AAPL | 2,382.8 | 13.5 | |
| NVDA | 399.6 | 11.7 | |
| AMZN | 1,093.0 | 9.8 | |
| TD | 118.7 | 8.2 | |
| RY | 136.4 | 8.1 | |
| GOOGL | 1,475.1 | 5.9 | |
| BMO | 62.8 | 5.1 | |
| JPM | 340.2 | 5.0 | |
| BNS | 71.2 | 5.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Rochdale Royalty Rights Fund | [2013-03-19] | 8.0 | 4.2 |
| HF | Diversified Opportunities Fund Ltd | [2012-03-28] | 1.3 | 17.1 |
| HF | Rochdale Alternative Total Return Offshore Fund | 2012-03-28 | 8.4 | |
| HF | Special Opportunities Fund Ltd | [2012-03-28] | 11.4 | 38.8 |
| HF | Trade Finance Income Fund Limited | [2012-03-28] | 19.3 | 11.9 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,086 | 0.3 |
| (b) Individuals (high net worth individuals) | 15,584 | 38.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 7 | 11.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 213 | 0.7 |
| (h) Charitable organizations | 138 | 2.0 |
| (i) State or municipal government entities | 1 | 0.4 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 664 | 6.8 |
| (n) Other | 0 | 0.0 |
| Total | 43,108 | 60.1 |
| By Discretionary | ||
| Discretionary | 42,911 | 60.0 |
| Non-Discretionary | 197 | 0.0 |
| Total | 43,108 | 60.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 59.2 | |
| Total | 43,108 | 60.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| William ODonnell | 40 | |||
| Vernon Kozlen | 12 | |||
| Jay Nadel | 20 | |||
| Jon Hunt | 15 | |||
| James Wolford | 12 | |||
| Susan Jones | 11 | |||
| William Sweet | 10 | |||
| Garrett Dalessandro | 10 | |||
| Kurt Hawkesworth | 10 | |||
| Francesco Gozzillo | 9 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001009289] | |
| 13F-NT | [0001009289] | |
| 3 | [0001009289] | |
| SC 13D | [0001009289] | |
| SC 13G | [0001009289] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
City National Rochdale LLC
✚
|
NY | 60.1 |
|
Symphonic Financial Advisors LLC
✚
|
NY | 0.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
William Blair Investment Management LLC
✚
|
IL | 67.2 |
|
Eaton Vance Management
✚
|
MA | 63.0 |
|
Pzena Investment Management LLC
✚
|
NY | 58.9 |
|
Brandywine Global Investment Management LLC
✚
|
PA | 56.0 |
|
Russell Investment Management LLC
✚
|
WA | 52.5 |
|
GW&K Investment Management LLC
✚
|
MA | 50.7 |
|
BlackRock Singapore Limited
✚
|
50.7 | |
|
Connor Clark & Lunn Investment Management Ltd
✚
|
46.2 | |
|
Harding Loevner LP
✚
|
NJ | 43.8 |
|
Aristotle Capital Management LLC
✚
|
CA | 43.7 |