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| Happy Holidays!! thanks for using AUM13F!! |
| Clear Harbor Asset Management LLC
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| CRD # | 152242 |
| SEC # | 801-70821 |
| CIK # | 0001511857 |
| AUM | $1.7 B (2025-03-27) |
| Employees | 26 (73% Investors, 0% Brokers) |
| Phone | 212-867-7310 |
| Address | 263 Tresser Blvd Stamford, CT 06901 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001511857 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Roper Industries Inc | 115.0 | ||
| Apple Inc | 67.3 | ||
| Flextronics International Ltd | 43.0 | ||
| Microsoft Corp | 36.6 | ||
| Parker Hannifin Corp | 36.3 | ||
| J P Morgan Chase & Co | 31.4 | ||
| Alphabet Inc | 25.0 | ||
| American Water Works Company Inc | 24.2 | ||
| Amazon Com Inc | 22.0 | ||
| Trimble Navigation Ltd /CA/ | 18.6 | ||
| Nvidia Corp | 18.0 | ||
| Alphabet Inc | 15.7 | ||
| Caterpillar Inc | 15.2 | ||
| SAIC Inc | 14.0 | ||
| iShares Comex Gold Trust | 13.4 | ||
| United Technologies Corp /DE/ | 13.3 | ||
| Core & Main Inc | 13.3 | ||
| Hartford Financial Services Group Inc/DE | 12.0 | ||
| Danaher Corp /DE/ | 12.0 | ||
| VISA Inc | 11.8 | ||
| Mastercard Inc | 11.3 | ||
| CME Group Inc | 10.1 | ||
| Johnson & Johnson | 9.2 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 9.1 | ||
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| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Oncorev Global Oncology Ecosystem Fund LP | [2023-03-31] | 3.6 | 4.6 |
| HF | Dauntless Emerging Markets Complete Fund LLC | [2021-03-30] | 6.0 | 4.5 |
| HF | Spectrum Value Partners LP | [2012-03-15] | 10.9 | 21.9 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 327 | 154.1 |
| (b) Individuals (high net worth individuals) | 416 | 1,377.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 26.7 |
| (g) Pension and profit sharing plans | 6 | 14.1 |
| (h) Charitable organizations | 7 | 35.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 20 | 134.9 |
| (n) Other | 0 | 0.0 |
| Total | 1,667 | 1,742.8 |
| By Discretionary | ||
| Discretionary | 1,661 | 1,738.0 |
| Non-Discretionary | 6 | 4.8 |
| Total | 1,667 | 1,742.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 15.3 | |
| United States Persons | 1,727.5 | |
| Total | 1,667 | 1,742.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Joseph Rizzo | 4 | ||
| Edward Oberst | 2 | ||
| Henrik Brun | 1 | ||
| Ali Gaite | 1 | ||
| Nabeel Elbardeesy | 1 | ||
| Timothy Drinkall | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001511857] | |
| SC 13G | [0001511857] |
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|---|---|---|
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Merricks Capital PTY Ltd
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1.8 | |
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Spyglass Capital Management LLC
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CA | 1.8 |
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Anfield Capital Management LLC
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CA | 1.8 |
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Narwhal Capital Managment LLC
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GA | 1.8 |
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Smith Affiliated Capital Corp
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Woodmont Investment Counsel LLC
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TN | 1.7 |
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3EDGE Asset Management LP
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FL | 1.7 |
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Fairholme Capital Management LLC
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FL | 1.7 |
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Quent Capital LLC
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NY | 1.6 |