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| Clear Harbor Asset Management LLC
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|---|---|
| CRD # | 152242 |
| SEC # | 801-70821 |
| CIK # | 0001511857 |
| AUM | 2,054.4 M (2026-03-30) |
| Employees | 24 (75% Investors, 0% Brokers) |
| Phone | 212-867-7310 |
| Address | 263 Tresser Blvd Stamford, CT 06901 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 82.0 | ||
| Roper Industries Inc | 66.8 | ||
| Flextronics International Ltd | 53.7 | ||
| Parker Hannifin Corp | 45.0 | ||
| Alphabet Inc | 40.4 | ||
| J P Morgan Chase & Co | 30.9 | ||
| Caterpillar Inc | 26.9 | ||
| Microsoft Corp | 26.6 | ||
| Alphabet Inc | 26.0 | ||
| Amazon Com Inc | 23.2 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Oncorev Global Oncology Ecosystem Fund LP | [2023-03-31] | 3.6 M | 4.6 M |
| Filed 2025-02-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Dauntless Emerging Markets Complete Fund LLC | [2021-03-30] | 6.0 M | 4.5 M |
| Filed 2022-03-08 (D/A) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Spectrum Value Partners LP | [2012-03-15] | 18.0 M | 28.1 M |
| Filed 2026-03-10 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 333 | 0.1 |
| (b) Individuals (high net worth individuals) | 451 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 0.0 |
| (h) Charitable organizations | 9 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 1,865 | 2.1 |
| By Discretionary | ||
| Discretionary | 1,852 | 2.0 |
| Non-Discretionary | 13 | 0.0 |
| Total | 1,865 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.0 | |
| Total | 1,865 | 2.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Joseph Rizzo | Executive Officer | 4 | 2 | |
| Henrik Brun | Executive Officer | 1 | 1 | |
| Nabeel El-Bardeesy | Executive Officer | 1 | 1 | |
| Ali Gaite | Executive Officer | 1 | 1 | |
| Spectrum Value Partners LLC | Promoter | 1 | 1 | |
| Timothy Drinkall | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001511857] | |
| SC 13G | [0001511857] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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