Client First Investment Management LLC

Item 5 Fees and Compensation
Consulting Services Fees
All fees for Consulting Services are negotiable. Fee options are as follows:

Hourly Fee based on a rate of $200 per hour. Maybe be billed per hour as needed or we will quote a
fee for the services discussed based on the hourly rate. If we exceed the hours estimated we will
contact you prior to incurring further charges for your approval.

Fixed Fees ranging between $250 to $3000 for financial plans and other financial consulting projects
may be charged.

                                                     Jump Start          Premiere             Elite
                Service Offerings
                                                    $250 to $1000      $500 to $2000      $1500 to $3000
Budget and Debt Analysis                                  ✓                    ✓                 ✓
Health Insurance Planning                                                      ✓                 ✓
Insurance Audit (Life and P&C)                            ✓                  ✓                   ✓
Income Tax Reduction Strategy                             ✓                  ✓                   ✓
Income Tax Preparation                                                       ✓                   ✓
Retirement Income Planning                                ✓                  ✓                   ✓
Social Security Optimization                                                 ✓                   ✓
Pension Analysis                                                             ✓                   ✓
Bucket Plan                                                                    ✓                 ✓
Volatility Tolerance Analysis                             ✓                  ✓                   ✓
AIMS Investor Education                                   ✓                  ✓                   ✓
Legal Document Review                                     ✓                  ✓                   ✓
Probate Avoidance Strategy                                                   ✓                   ✓
Long Term Care Risk Mitigation                                                 ✓                 ✓
Family Estate Organizer                                                      ✓                   ✓
Client Portal Access                                      ✓                  ✓                   ✓
AIMS Market Insight                                       ✓                  ✓                   ✓
Periodic Review Meeting                                   ✓                  ✓                   ✓
Roth Conversion Analysis                                                                         ✓
Charitable Tax Planning                                                                          ✓

 Roth Conversion Bracket Bumping                                                                  ✓
 Estate Tax Reduction                                                                             ✓
 Charitable Tax Planning                                                                          ✓
 Advanced Custom Tax Planning                                                                     ✓
 Advanced Education Funding Strategy                       ✓                                      ✓

 Asset-Based Fee – Financial consulting services may be billed on an asset based fee based on the
 schedule below.
 Aggregate Account Value       Standard Fee Rate
 <$100,000                     2.50% / yr
 >$100,000 - $1,000,000        2.00% / yr
 >$1,000,000 - $10,000,000     1.75% / yr
 >$10,000,000 - $100,000,000 1.625% / yr
 >$100,000,000+                1.5625% / yr

 The fee will be payable quarterly in advance. Fees may be deducted directly from your custodian
 account.

 Prior to engagement, you are required to sign a Services Agreement which provides an estimate of the
 total fee for services. The amount of time for each consulting, investment, tax, estate, insurance, or
 other project depends on the nature and scope of the advice requested, nature and number of
 investments in your portfolio, and amount and nature of research required to address the planning
 topics requested.

 For fixed or hourly projects, one-half of the fee is payable upon commencement of services with the
 balance due upon delivery of the written plan or completion of consulting services. Payment
 arrangements are established in the services agreement. We may waive the fee in whole or in part at
 our sole discretion.

 The fees described above may change based on special situations such as an expansion of a project,
 increase in the number of reviews, more specialized needs, more complex planning, or more detailed
 reporting. Before such a change is made, you will be given 30 days prior written notice and you must
 agree to such changes by signing a new services agreement or an amendment thereto.

 We will never charge $500 or more six months in advance of performing the services.

 Either party may terminate the Services Agreement within ten (10) days written notice to the other.
 Upon termination, you will be required to pay any fees owed to us. Any unearned prepaid fees will be
 returned to the client prorated to the date of termination. If you do not receive Part 2 of our Form ADV
 at least 48 hours in advance of signing the Services Agreement, you will have the right to terminate the
 agreement without penalty within five business days of the date the agreement is executed.

At our discretion, we may offset our financial planning fees to the extent you implement the financial plan
through our Portfolio Management Service.

Investment Management Services Fee – Wrap Fee
Fees for Investment Management Services are negotiable and calculated as a percentage of the
aggregate account value of your assets under our management at the rates set forth in the Fee
Schedule below. The wrap-fee includes all advisory and brokerage costs (including transaction costs),
...

Item 7 Types of Clients
We offer investment advisory services to a wide variety of clients including, but not limited to, a
registered investment company, individuals, entities, pension and profit sharing plans, trusts, estates
and charitable organizations, corporations and other business entities.

In general, we do not require a minimum dollar amount to open and maintain an advisory account. We
reserve the right to terminate or reject your account for any reason.