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| Keyboard |
| Cliffwater LLC
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|---|---|
| CRD # | 132167 |
| SEC # | 801-63344 |
| CIK # | 0001659851 |
| AUM | 48.51 B (2026-05-04) |
| Employees | 213 (49% Investors, 16% Brokers) |
| Phone | 310-448-5000 |
| Address | 4640 Admiralty Way Marina del Rey, CA 90292-6623 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Owl Rock Technology Finance Corp | 73.2 | ||
| CVB Financial Corp | 8.0 | ||
| Carlyle Secured Lending Inc | 2.3 | ||
| Barings BDC Inc | 1.0 | ||
| Carvana Co | 0.6 | ||
| Toast Inc | 0.3 | ||
| Rubrik Inc | 0.2 | ||
| Nu Holdings Ltd | 0.1 | ||
| Oscar Health Inc | 0.1 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Frontier Feeder LP | [2026-03-30] | 255.0 M | 150.0 M |
| Filed 2025-03-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Cascade Private Capital Fund Offshore Ltd | 2025-03-28 | 46.3 M | |
| Other | Cliffwater Enhanced Lending Fund Offshore Ltd | 2025-03-28 | 33.1 M | |
| Other | Cliffwater Corporate Lending Fund Offshore Ltd | 2023-03-30 | 230.6 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 10 | 0.2 |
| (c) Banking or thrift institutions | 2 | 0.0 |
| (d) Investment companies | 3 | 43.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.8 |
| (g) Pension and profit sharing plans | 7 | 0.5 |
| (h) Charitable organizations | 2 | 0.2 |
| (i) State or municipal government entities | 9 | 0.9 |
| (j) Other investment advisers | 3 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 12 | 2.0 |
| Total | 25 | 48.5 |
| By Discretionary | ||
| Discretionary | 25 | 48.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 25 | 48.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.9 | |
| United States Persons | 47.6 | |
| Total | 25 | 48.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mario Indelicato | Executive Officer | 8 | 3 | |
| Cliffwater LLC | Executive Officer | 2 | 2 | |
| Frontier Feeder GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001659851] | |
| 3 | [0001659851] | |
| 4 | [0001659851] | |
| SC 13D | [0001659851] | |
| SC 13G | [0001659851] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.8B |
| Clients | 25 (21 non-US) |
| Serves | Institutional, Retail, Research |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Cliffwater Enhanced Lending Fund | |
| Cliffwater LLC | |
| Cascade Private Capital Fund | |
| Cliffwater Corporate Lending Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Cliffwater Enhanced Lending Fund CELFX
Class D Shares
|
2025-08-04 | Other | 914.91 | $0.00 | |
|
Cliffwater Enhanced Lending Fund CELFX
Class I Shares
|
2025-08-04 | Other | 914.91 | $0.00 |
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