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| AE Wealth Management LLC
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|---|---|
| CRD # | 282580 |
| SEC # | 801-107319 |
| CIK # | 0001697723 |
| AUM | $1,924.9 BB (2023-03-31) |
| Employees | 572 (76% Investors, 12% Brokers) |
| Phone | 866-363-9595 |
| Address | 2950 SW Mcclure Road Topeka, KS 66614 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.4 | |
| MSFT | 1,918.2 | 0.2 | |
| AMZN | 1,093.0 | 0.1 | |
| XOM | 385.5 | 0.1 | |
| NVDA | 399.6 | 0.1 | |
| CVX | 294.6 | 0.1 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 64,750 | 13.9 |
| (b) Individuals (high net worth individuals) | 3,110 | 5.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2,646 | 0.3 |
| (h) Charitable organizations | 13 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 225 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 142,130 | 19.6 |
| By Discretionary | ||
| Discretionary | 142,130 | 19.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 142,130 | 19.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 19.6 | |
| Total | 142,130 | 19.6 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001697723] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Morgan Stanley Smith Barney LLC
✚
|
NY | 1,185.1 |
|
Fidelity Personal and Workplace Advisors LLC
✚
|
MA | 652.5 |
|
UBS Financial Services Inc
✚
|
NJ | 600.8 |
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
431.2 | |
|
Ameriprise Financial Services LLC
✚
|
MN | 414.4 |
|
LPL Financial LLC
✚
|
SC | 368.0 |
|
Envestnet Asset Management Inc
✚
|
IL | 346.8 |
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 245.2 |
|
Financial Engines Advisors LLC
✚
|
CA | 242.0 |
|
Voya Investment Management Co LLC
✚
|
NY | 236.7 |