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| Concorde Financial Corporation
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|---|---|
| CRD # | 105237 |
| SEC # | 801-16625 |
| CIK # | 0002001794, 0001911822 |
| AUM | 376.2 M (2026-04-13) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 972-701-5400 |
| Address | 8383 Preston Center Plaza Drive Dallas, TX 75225 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0002001794 0001911822 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Occidental Petroleum Corp /DE/ | 9.0 | ||
| J P Morgan Chase & Co | 8.7 | ||
| Energy Transfer Equity LP | 7.9 | ||
| Chesapeake Energy Corp | 7.7 | ||
| Diamondback Energy Inc | 7.1 | ||
| Johnson & Johnson | 6.5 | ||
| TJX Companies Inc /DE/ | 6.4 | ||
| Amazon Com Inc | 6.0 | ||
| AbbVie Inc | 5.9 | ||
| Ace Ltd | 5.8 | ||
| Bunge Global Sa | 5.0 | ||
| Microsoft Corp | 4.6 | ||
| First Industrial Realty Trust Inc | 4.1 | ||
| Cisco Systems Inc | 3.9 | ||
| Hubbell Inc | 3.8 | ||
| Hershey Co | 3.7 | ||
| Martin Marietta Materials Inc | 3.5 | ||
| Lowes Companies Inc | 3.2 | ||
| Canadian Pacific Railway Ltd/Cn | 3.2 | ||
| Louisiana-Pacific Corp | 2.8 | ||
| Northrop Grumman Corp /DE/ | 2.2 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 50 | 20.4 |
| (b) Individuals (high net worth individuals) | 75 | 289.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 66.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 378 | 376.2 |
| By Discretionary | ||
| Discretionary | 277 | 286.0 |
| Non-Discretionary | 101 | 90.2 |
| Total | 378 | 376.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 376.2 | |
| Total | 378 | 376.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001911822] | |
| 3 | [0002001794] | |
| 6-K | [0002001794] | |
| SC 13G | [0002001794] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Softbank Robotics Singapore PTE Ltd | Concorde International Group Ltd | [2025-10-01] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| CHUA SWEE Kheng | |
| Concorde International Group Ltd | |
| Goh Alfred KOK Kee | |
| THIA SIM PENG | |
| Brisson Mark Allen |
| Comparable Firms | State | AUM |
|---|---|---|
|
Family Legacy Inc
✚
|
SC | 377.3 M |
|
New River Financial Group LLC
✚
|
VA | 377.1 M |
|
JPS Financial LLC
✚
|
OH | 377.0 M |
|
NorthStar Advisory Group LLC
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|
NJ | 377.0 M |
|
Advisor Share Wealth Management LLC
✚
|
WA | 376.9 M |
|
Kleinfelder Capital Inc
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|
OH | 376.6 M |
|
Rhodes Investment Advisors Inc
✚
|
TX | 376.3 M |
|
Stonecrest Wealth Management Inc
✚
|
AZ | 375.8 M |
|
Prosperity Advisers LLC
✚
|
PA | 375.8 M |
|
Marin Bay Wealth Advisors LLC
✚
|
CA | 375.6 M |