Stonecrest Wealth Management Inc

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid monthly, at the end of each month pursuant to the terms of the wealth
management agreement. Wealth management fees are based on the average daily closing market value of assets
under management at the during the month. Wealth management fees range from 0.78% to 1.50% annually based
on several factors, including: the scope and complexity of the services to be provided; the level of assets to be
managed; the inclusion of financial planning services, and/or the overall relationship with the Advisor. Relationships
                                            StoneCrest Wealth Management, Inc.
                                        118 S Kyrene Road, Suite 4, Chandler, AZ 85226
                                         Phone: (602) 258-9400 * Fax: (602) 258-9300

                                               https://www.stonecrestwealth.com

with multiple objectives, specific reporting requirements, portfolio restrictions and other complexities may be
charged a higher fee. The wealth management fee may be offered as a fixed annual rate or a tiered, incremental
fee schedule, not to exceed to the range above. Clients with under $1,000,000 in assets under management with
the firm may be charged a monthly technology fee of $4.25 by the Advisor for the Advisor’s portfolio reporting
technology. This fee will be included with the wealth management fee on a quarterly basis.

The wealth management fee in the first month of service is prorated from the inception date of the account[s] to the
end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
by StoneCrest will be independently valued by the Custodian. StoneCrest will conduct periodic reviews of the
Custodian’s valuations.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

Third-Party Access Platforms
For assets managed through a third-party platform, the Client is not charged any additional platform fees. The
Advisor bears the cost of the platform in order to service these Client assets. Advisory fees apply to assets
accessed and managed through the platform as part of the Client’s assets under management, as disclosed above.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.00%, billed in arrears,
pursuant to the terms of the agreement. Retirement plan fees are based on the market value of assets under
management at the end of the prior calendar month. Fees may be negotiable depending on the size and complexity
of the Plan.

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] at the end of each month. The amount due is calculated by applying the period rate
(annual rate divided by the number of days in the year multiplied by the number of days in the billing month) to the
total average daily balance with StoneCrest at the end of the month. Clients will be provided with a statement, at
least quarterly, from the Custodian reflecting deduction of the wealth management fee. Clients are urged to also
review and compare the statement provided by the Advisor to the brokerage statement from the Custodian, as the
Custodian does not perform a verification of fees. Clients provide written authorization permitting advisory fees to
be deducted by StoneCrest to be paid directly from their account[s] held by the Custodian as part of the wealth
management agreement and separate account forms provided by the Custodian.

Retirement Plan Advisory Services
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the
Plan, depending on the terms of the retirement plan advisory agreement.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than StoneCrest, in connection with
investments made on behalf of the Client’s account[s]. The Advisor's recommended Custodian[s] typically do not
charge securities transaction fees for ETF and equity trades in Client account[s], provided that the account meets
the terms and conditions of the Custodian's brokerage requirements. Many mutual funds are also available at no
trading cost to the Client and no 12b-1 fees. These are typically referred to as “clean shares”. The Advisor may, at
times, select a mutual fund that has a transaction fee when not comparable fund is offered without such fees. In
such instances, the Advisor (at its sole discretion) may rebate the securities transaction fees to the Client. The fees
charged by StoneCrest are separate and distinct from these custody and execution fees, if applicable. In addition,
all fees paid to StoneCrest for wealth management services are separate and distinct from the expenses charged

                                           StoneCrest Wealth Management, Inc.
                                       118 S Kyrene Road, Suite 4, Chandler, AZ 85226
                                        Phone: (602) 258-9400 * Fax: (602) 258-9300
...

Item 7 – Types of Clients
StoneCrest offers investment advisory services to individuals, high net worth individuals, trusts, estates, small
businesses, and retirement plans. StoneCrest generally does not impose a minimum relationship size.