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| Keyboard |
| Cote Financial Management LLC
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|---|---|
| CRD # | 153088 |
| SEC # | 801-130714 |
| CIK # | |
| AUM | 151.2 M (2026-03-25) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 978-767-9501 |
| Address | |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 104 | 29.4 |
| (b) Individuals (high net worth individuals) | 28 | 120.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 1.6 |
| (n) Other | 0 | 0.0 |
| Total | 378 | 151.2 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 378 | 151.2 |
| Total | 378 | 151.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 151.2 | |
| Total | 378 | 151.2 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Retail |
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|---|---|---|
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151.3 M | |
|
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|
St Nicholas Private Asset Management Inc
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|
Rexford Capital Inc
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|
Opus Financial Solutions LLC
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IL | 150.8 M |
|
Carmandalian Financial Group LLC
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CA | 150.8 M |
|
Prosper Private Wealth LLC
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AZ | 150.8 M |