Unified Wealth Management LLC

Item 5 – Fees and Compensation

All fees will be established by a written contract between Unified Wealth Management LLC and
the client. While all fees will be established on an individual basis, depending on the
circumstances, the specific fees that will be generally charged are enumerated below.
Hourly charges are for financial planning services and the fee may be higher or lower depending
on the scope and complexity of the required services. The hourly fee will not exceed $300 per
hour. If charging an hourly fee, the fee will be due when the services have been rendered. The
specific details will be enumerated in the client contract. There will be no refund since the client
will only pay for hours worked.

Financial plans are generally given as a part of the fee charged to manage investments. Non-
investing clients who request a financial plan, are charged one-time fees starting at $1,000 for
Mr. Hobby and $600 for Mr. Bolos. Fees for Comprehensive Financial Planning and all the
services provided will be based on the scope and complexity of the required services.

Where an arrangement based upon investment advisor services, specifically wealth management,
has been entered, the general fees will consist of an annual fee based upon a percentage of the
market value of the assets that were purchased pursuant to the contract. Again, the annual fee
does not include any transaction fees, brokerage commissions or fees associated with any
transaction. Please see Item 12 for further elaboration regarding brokerage fees and services.

The annual fee will be charged quarterly in arrears and prorated, based upon the market value of
the assets on the last day of the previous quarter. Further, the fee for services will be based upon
the previous quarter; therefore, there will be no refund due since the fees will only be assessed
for work already performed. All fees are withdrawn directly from client accounts with client
written authorization.

The annual fee will be as follows:

PORTFOLIO VALUE                               ANNUAL FEE

Up to $500,000                                1.30%

$500,001 to $1,000,000                        1.15%

$1,000,001 to $1,500,000                      1.00%

$1,500,001 to $2,000,000                       .90%

$2,000,001 to $2,500,000                       .80%

$2,500,001 to $5,000,000                       .70%

$5,000,001 to $10,000,000                       .60%
$10,000,001 to $50,000,000                     .55%

$50,000,001 and above                          .50%

Fees are non-negotiable.

The Firm will not maintain custody of any client assets.

Clients are responsible for the payment of all third party fees (i.e., custodian fees, commissions,
brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from
the fees and expenses charged by United Wealth Management LLC . Please see Item 12 of this
brochure regarding broker-dealer/custodian.

Fees for individual comprehensive financial planning will be due when the plan is delivered to
the client. The Firm does not accept compensation for the sale of securities or other investment
products. Lower fees for comparable services may be available from other sources.

The fees charged to family members of associated persons or employees of the Firm may be
lower than fees offered to other clients or no fees may be charged at all.

                 Investment Advisor Brochure

Item 7 – Types of Clients

Unified Wealth Management LLC provides representation and advisory services, financial
planning services, to individuals, including high net worth individuals, professional partners,
non-profit organizations, corporations, trusts and businesses. The Firm does not maintain a
minimum investment requirement and provides superior representation and advisory services
regardless of the income potential from the client.

                  Investment Advisor Brochure