Credit Suisse Securities USA LLC

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Credit Suisse Securities USA LLC ✚
CRD #	816
SEC #	801-56264
CIK #	0000318336, 0001230485
AUM
Employees	39 (5% Investors, 5% Brokers)
Phone	212-325-2000
Address	11 Madison Avenue New York, NY 10010
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
PE	DEP BOL LP	2021-03-30		0.0 M
PE	DEP APP LP	2017-03-31		1.1 M
PE	DEP BLT LP	2017-03-31		0.0 M
PE	DEP NC LP	2017-03-31		3.4 M
PE	DEP AGP LP	[2016-03-30]	4.3 M	14.3 M
	Filed 2014-12-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $43,500 · Net Assets Decline to Disclose
PE	DEP AQ LP	[2016-03-30]	4.3 M	6.2 M
	Filed 2014-12-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $43,500 · Net Assets Decline to Disclose
PE	DEP LY LP	[2016-03-30]	4.3 M	34.5 M
	Filed 2014-12-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $43,500 · Net Assets Decline to Disclose
PE	DEP AM LP	[2015-03-31]	4.3 M	26.5 M
	Filed 2014-12-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $43,500 · Net Assets Decline to Disclose
PE	DEP FD LP	[2015-03-31]	4.3 M	17.3 M
	Filed 2014-12-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $43,500 · Net Assets Decline to Disclose
PE	DEP SE LP	[2015-03-31]	4.3 M	0.2 M
	Filed 2014-12-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $43,500 · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	20	0.8
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	20	0.8
By Discretionary
Discretionary	20	0.8
Non-Discretionary	0	0.0
Total	20	0.8
By Non-United States Persons
Non-United States Persons		0.2
United States Persons		0.6
Total	20	0.8

Form D Directors	Role	# Filings	# Firms
George Bashforth	Director	132	36
Abali Hoilett	Director	137	35
Charles Thomas	Director	160	30
Campbell Congdon	Director	179	28
William Shaw	Director	93	23
Sam Ellis	Director	106	18
Sabrina Foster	Director	43	16
Ivy Dodes	Executive Officer	44	7
Kenneth Lohsen	Executive Officer	40	7
Credit Suisse Cayman Management Limited	Promoter	37	6
Maxine Jones	Director	26	5
Eileen Duff	Director, Executive Officer	41	3
Credit Suisse Securities USA LLC	Executive Officer, Promoter	41	3
Michael McVicker	Executive Officer	35	3
Jaques Clough	Director	34	3
Peter Montgomery	Director	32	3
Hugh Neuburger	Executive Officer	20	3
iCapital Securities LLC	Promoter	19	3
Hedgefocus Cayman GP Ltd	Promoter	17	3
iCapital Markets LLC	Promoter	6	2

EDGAR Form	CIK	2011 - 2026
13F-NT	[0000318336]
13F-NT	[0001230485]

Related Firms	State	AUM
Credit Suisse Asset Management LLC ✚	NY
Credit Suisse Securities USA LLC ✚	NY
CSFB Global Opportunities Partners LLC ✚	NY
CSFB Private Equity Advisers LLC ✚	NY

Assets, Funds, Holdings