Crossingbridge Advisors LLC

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Crossingbridge Advisors LLC
CRD #286594
SEC #801-110043
CIK #0001770024
AUM 4,182.1 M (2026-06-29)
Employees 16 (69% Investors, 0% Brokers)
Fees
Minimum
Phone914-741-1515
Address427 Bedford Road, Suite 220
Pleasantville, NY 10570
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
5.04.03.02.01.00.02010201520212027
Fees and Compensation — Form ADV Part 2A (3/30/2026) [Brochure]
Item 5.
                Additional Compensation:

                Mr. Sherman does not receive, from any non-client, any economic benefit associated
                with advising clients (such as sales awards and prizes, any bonus that is based on
                number or amount of sales, client referrals or new accounts (not including salary)).

ItemS.    Supervision:

          Mr. Sherman is the CIO of the Firm. As such, no other employee supervises or monitors
          his performance, activities or the advice he provides to clients, except that the Chief
          Compliance Officer monitors such performance, activities and advice with respect to
          compliance matters. Mr. Sherman understands that he owes a fiduciary duty to clients
          and therefore must serve the interests of clients with a high standard of care and
          diligence in accordance with Firm’s internal policies and procedures. He recognizes
          that he must be particularly sensitive to situations in which the interests of a client may
          be in conflict, either directly or indirectly, with his own or those of Firm. Mr. Sherman
          takes his compliance obligations seriously. He may consult with Firm’s external legal
          counsel or external compliance and operational support consultants (if any) as needed.

Item 7.   Requirements for State-Registered Advisers: Not applicable

                           COVER PAGE FOR JONATHAN BARKOE

                                      427 Bedford Road, Suite 220
                                        Pleasantville, NY 10570

                                           Tel. (914) 741-1515
                                        Fax.(914) 206-4163

                              CROSSINGBRIDGE ADVISORS LLC
                                          (SEC No. 801-110043)

This supplement provides information about Jonathan Barkoe that supplements the CrossingBridge
Advisors LLC (“Firm”) brochure (our “Brochure”). You should have received a copy of our Brochure. Please
contact Israel Adler at (914) 741-1515 if you did not receive our Brochure or if you have any questions about
the contents of this supplement.

Additional information about Mr. Barkoe is available on the SEC’s website at www.adviserinfo.sec.gov.

                                 The Date of this Brochure Supplement is

                                             March 30, 2026

Item 2.         Educational Background and Business Experience:

          Jonathan Barkoe, born 1973

          Mr. Barkoe is the Chief Financial Officer of the Firm. Mr. Barkoe has been with the Firm
          since its inception in 2016. Mr. Barkoe is also Chief Financial Officer of Cohanzick
          Management, LLC (an affiliate of CrossingBridge). Prior to joining the Firm and Cohanzick,
          Mr. Barkoe worked as a senior accountant at Raines & Fischer, LLP for nine years
          specializing in hedge funds. He graduated from Indiana University with a Bachelor of
          Science in Accounting in 1995 and received a master’s degree in taxation from Baruch
          College in 1999. Also, in 1997, Mr. Barkoe became a Certified Public Accountant.

Item 3.         Disciplinary Information:

          Mr. Barkoe (the “supervised person”) has not been involved in any legal or disciplinary
          events material to a client’s or prospective client’s evaluation of him, as specified below:

          (A)       A criminal or civil action in a domestic, foreign or military court of competent
                    jurisdiction in which the supervised person:

                    1.      Was convicted of, or pled guilty or nolo contendere {“no contest”) to: (a}
                            any felony; (b) a misdemeanor that involved investments or an investment-
                            related business, fraud, false statements or omissions, wrongful taking of
                            property, bribery, perjury, forgery, counterfeiting, or extortion; or (c) a
                            conspiracy to commit any of these offenses. N/A

                    2.      Is the named subject of a pending criminal proceeding that involves an
                            investment-related business, fraud, false statements or omissions,
                            wrongful taking of property, bribery, perjury, forgery, counterfeiting,
                            extortion, or a conspiracy to commit any of these offenses. N/A

                    3.      Was found to have been involved in a violation of an investment- related
                            statute or regulation. N/A

                    4.      Was the subject of any order, judgment, or decree permanently or
                            temporarily enjoining, or otherwise limiting, the Firm or a management
                            person from engaging in any investment-related activity, or from violating
                            any investment-related statute, rule, or order. N/A

          (B)       An administrative proceeding before the SEC, any other federal regulatory agency,
                    any state regulatory agency, or any foreign financial regulatory authority in which
                    the supervised person:

                    1.      Was found to have caused an investment-related business to lose its
                            authorization to do business. N/A

                    2.      Was found to have been involved in a violation of an investment- related
                            statute or regulation and was the subject of an order by the agency or
                            authority:

                              (a)    Denying, suspending, or revoking the authorization of the
                                     supervised person to act in an investment-related business. N/A

                             (b)     Barring or suspending the supervised person’s association with
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2026) [Brochure]
Item 7.
Requirements for State-Registered Advisers: Not applicable

                           COVER PAGE FOR MICHAEL DE KLER

                                      427 Bedford Road, Suite 220
                                        Pleasantville, NY 10570

                                          Tel. (914) 741-1515
                                       Fax.(914) 206-4163

                              CROSSINGBRIDGE ADVISORS LLC
                                         (SEC No. 801-110043)

This supplement provides information about Israel Adler that supplements the CrossingBridge Advisors LLC
(“Firm”) brochure (our “Brochure”). You should have received a copy of our Brochure. Please contact Mr.
Adler at (914) 741-1515 if you did not receive our Brochure or if you have any questions about the contents
of this supplement.

Additional information about Mr. De Kler is available on the SEC’s website at www.adviserinfo.sec.gov.

                                The Date of this Brochure Supplement is

                                             March 30, 2026

Item 2.         Educational Background and Business Experience:

          Michael De Kler, born 1977

          Mr. De Kler has been with the Firm since its inception. Previously Mr. De Kler worked as a
          research analyst and assistant portfolio manager with Cohanzick Management, LLC. Mr.
          De Kler graduated from Fairleigh Dickinson University, Magna Cum Laude, with a Bachelor
          of Science in Finance in 1999 and a Masters of Business Administration in 2001.

Item 3.         Disciplinary Information:

          Mr. De Kler (the “supervised person”) has not been involved in any legal or disciplinary
          events material to a client’s or prospective client’s evaluation of him, as specified below:

          (B)       A criminal or civil action in a domestic, foreign or military court of competent
                    jurisdiction in which the supervised person:

                    5.      Was convicted of, or pled guilty or nolo contendere (“no contest”) to: (a}
                            any felony; (b) a misdemeanor that involved investments or an investment-
                            related business, fraud, false statements or omissions, wrongful taking of
                            property, bribery, perjury, forgery, counterfeiting, or extortion; or (c) a
                            conspiracy to commit any of these offenses. N/A

                    6.      Is the named subject of a pending criminal proceeding that involves an
                            investment-related business, fraud, false statements or omissions,
                            wrongful taking of property, bribery, perjury, forgery, counterfeiting,
                            extortion, or a conspiracy to commit any of these offenses. N/A

                    3.      Was found to have been involved in a violation of an investment- related
                            statute or regulation. N/A

                    4.      Was the subject of any order, judgment, or decree permanently or
                            temporarily enjoining, or otherwise limiting, the Firm or a management
                            person from engaging in any investment-related activity, or from violating
                            any investment-related statute, rule, or order. N/A

          (C)       An administrative proceeding before the SEC, any other federal regulatory agency,
                    any state regulatory agency, or any foreign financial regulatory authority in which
                    the supervised person:

                    1.      Was found to have caused an investment-related business to lose its
                            authorization to do business. N/A

                    4.      Was found to have been involved in a violation of an investment- related
                            statute or regulation and was the subject of an order by the agency or
                            authority:

                              (a)    Denying, suspending, or revoking the authorization of the
                                     supervised person to act in an investment-related business. N/A

                             (b)     Barring or suspending the supervised person’s association with
                                     an investment-related business. N/A

                             (c)     Otherwise significantly limiting       the   supervised    person’s
                                     investment-related activities. N/A

                              (d)    Imposing a civil money penalty of more than $2,500 on the
                                     supervised person. N/A

           (D)       A self-regulatory organization (SRO) proceeding in which the supervised person:

                     1.      Was found to have caused an investment-related business to lose its
                             authorization to do business. N/A

                     2.      Was found to have been involved in a violation of the SRO’s rules and
                             was: (i) barred or suspended from membership or from association with
                             other members, or was expelled from membership; (ii) otherwise
                             significantly limited from investment- related activities; or (iii) fined more
                             than $2,500. N/A

           (D) Any other proceeding in which a professional attainment, designation, or license of the
                   supervised person was revoked or suspended because of a violation of rules
                   relating to professional conduct. If the supervised person resigned (or otherwise
                   relinquished his attainment, designation, or license) in anticipation of such a
                   proceeding (and the adviser knows, or should have known, of such resignation or
...
CIK Period
0001770024
Sector Form 13F Holdings Value ($B)
Agriculture & Natural Solutions Acquisition Corp 0.0
M3-Brigade Acquisition V Corp 0.0
Churchill Capital Corp Ix/Cayman 0.0
Inflection Point Acquisition Corp III 0.0
Soulpower Acquisition Corp 0.0
Andretti Acquisition Corp II 0.0
Roman DBDR Acquisition Corp II 0.0
Silverbox Corp IV 0.0
Kochav Defense Acquisition Corp 0.0
Cantor Equity Partners I Inc 0.0
Hennessy Capital Investment Corp VII 0.0
Euronet Worldwide Inc 0.0
Republic Digital Acquisition Co 0.0
Digital Asset Acquisition Corp 0.0
Berto Acquisition Corp 0.0
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 27 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 10 3.7
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 0.1
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 1 0.1
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 10 0.1
(n) Other 0 0.0
Total 49 4.2
By Discretionary
Discretionary 49 4.2
Non-Discretionary 0 0.0
Total 49 4.2
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 4.1
Total 49 4.2
EDGAR Form CIK 2011 - 2026
13F-HR [0001770024]
13F-NT [0001770024]
SC 13G [0001770024]
Form 13D/13G Filer Form 13D/13G Subject Filed
Crossingbridge Advisors LLC GCI Liberty Inc [2025-08-07]
Firm Profile (Form ADV)
ServesInstitutional, Retail
LEI5493008HASG58YXB1H67
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