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| Keyboard |
| Crossingbridge Advisors LLC
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| CRD # | 286594 |
| SEC # | 801-110043 |
| CIK # | 0001770024 |
| AUM | 4,182.1 M (2026-06-29) |
| Employees | 16 (69% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 914-741-1515 |
| Address | 427 Bedford Road, Suite 220 Pleasantville, NY 10570 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/30/2026) [Brochure] |
|---|
Item 5.
Additional Compensation:
Mr. Sherman does not receive, from any non-client, any economic benefit associated
with advising clients (such as sales awards and prizes, any bonus that is based on
number or amount of sales, client referrals or new accounts (not including salary)).
ItemS. Supervision:
Mr. Sherman is the CIO of the Firm. As such, no other employee supervises or monitors
his performance, activities or the advice he provides to clients, except that the Chief
Compliance Officer monitors such performance, activities and advice with respect to
compliance matters. Mr. Sherman understands that he owes a fiduciary duty to clients
and therefore must serve the interests of clients with a high standard of care and
diligence in accordance with Firm’s internal policies and procedures. He recognizes
that he must be particularly sensitive to situations in which the interests of a client may
be in conflict, either directly or indirectly, with his own or those of Firm. Mr. Sherman
takes his compliance obligations seriously. He may consult with Firm’s external legal
counsel or external compliance and operational support consultants (if any) as needed.
Item 7. Requirements for State-Registered Advisers: Not applicable
COVER PAGE FOR JONATHAN BARKOE
427 Bedford Road, Suite 220
Pleasantville, NY 10570
Tel. (914) 741-1515
Fax.(914) 206-4163
CROSSINGBRIDGE ADVISORS LLC
(SEC No. 801-110043)
This supplement provides information about Jonathan Barkoe that supplements the CrossingBridge
Advisors LLC (“Firm”) brochure (our “Brochure”). You should have received a copy of our Brochure. Please
contact Israel Adler at (914) 741-1515 if you did not receive our Brochure or if you have any questions about
the contents of this supplement.
Additional information about Mr. Barkoe is available on the SEC’s website at www.adviserinfo.sec.gov.
The Date of this Brochure Supplement is
March 30, 2026
Item 2. Educational Background and Business Experience:
Jonathan Barkoe, born 1973
Mr. Barkoe is the Chief Financial Officer of the Firm. Mr. Barkoe has been with the Firm
since its inception in 2016. Mr. Barkoe is also Chief Financial Officer of Cohanzick
Management, LLC (an affiliate of CrossingBridge). Prior to joining the Firm and Cohanzick,
Mr. Barkoe worked as a senior accountant at Raines & Fischer, LLP for nine years
specializing in hedge funds. He graduated from Indiana University with a Bachelor of
Science in Accounting in 1995 and received a master’s degree in taxation from Baruch
College in 1999. Also, in 1997, Mr. Barkoe became a Certified Public Accountant.
Item 3. Disciplinary Information:
Mr. Barkoe (the “supervised person”) has not been involved in any legal or disciplinary
events material to a client’s or prospective client’s evaluation of him, as specified below:
(A) A criminal or civil action in a domestic, foreign or military court of competent
jurisdiction in which the supervised person:
1. Was convicted of, or pled guilty or nolo contendere {“no contest”) to: (a}
any felony; (b) a misdemeanor that involved investments or an investment-
related business, fraud, false statements or omissions, wrongful taking of
property, bribery, perjury, forgery, counterfeiting, or extortion; or (c) a
conspiracy to commit any of these offenses. N/A
2. Is the named subject of a pending criminal proceeding that involves an
investment-related business, fraud, false statements or omissions,
wrongful taking of property, bribery, perjury, forgery, counterfeiting,
extortion, or a conspiracy to commit any of these offenses. N/A
3. Was found to have been involved in a violation of an investment- related
statute or regulation. N/A
4. Was the subject of any order, judgment, or decree permanently or
temporarily enjoining, or otherwise limiting, the Firm or a management
person from engaging in any investment-related activity, or from violating
any investment-related statute, rule, or order. N/A
(B) An administrative proceeding before the SEC, any other federal regulatory agency,
any state regulatory agency, or any foreign financial regulatory authority in which
the supervised person:
1. Was found to have caused an investment-related business to lose its
authorization to do business. N/A
2. Was found to have been involved in a violation of an investment- related
statute or regulation and was the subject of an order by the agency or
authority:
(a) Denying, suspending, or revoking the authorization of the
supervised person to act in an investment-related business. N/A
(b) Barring or suspending the supervised person’s association with
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2026) [Brochure] |
|---|
Item 7.
Requirements for State-Registered Advisers: Not applicable
COVER PAGE FOR MICHAEL DE KLER
427 Bedford Road, Suite 220
Pleasantville, NY 10570
Tel. (914) 741-1515
Fax.(914) 206-4163
CROSSINGBRIDGE ADVISORS LLC
(SEC No. 801-110043)
This supplement provides information about Israel Adler that supplements the CrossingBridge Advisors LLC
(“Firm”) brochure (our “Brochure”). You should have received a copy of our Brochure. Please contact Mr.
Adler at (914) 741-1515 if you did not receive our Brochure or if you have any questions about the contents
of this supplement.
Additional information about Mr. De Kler is available on the SEC’s website at www.adviserinfo.sec.gov.
The Date of this Brochure Supplement is
March 30, 2026
Item 2. Educational Background and Business Experience:
Michael De Kler, born 1977
Mr. De Kler has been with the Firm since its inception. Previously Mr. De Kler worked as a
research analyst and assistant portfolio manager with Cohanzick Management, LLC. Mr.
De Kler graduated from Fairleigh Dickinson University, Magna Cum Laude, with a Bachelor
of Science in Finance in 1999 and a Masters of Business Administration in 2001.
Item 3. Disciplinary Information:
Mr. De Kler (the “supervised person”) has not been involved in any legal or disciplinary
events material to a client’s or prospective client’s evaluation of him, as specified below:
(B) A criminal or civil action in a domestic, foreign or military court of competent
jurisdiction in which the supervised person:
5. Was convicted of, or pled guilty or nolo contendere (“no contest”) to: (a}
any felony; (b) a misdemeanor that involved investments or an investment-
related business, fraud, false statements or omissions, wrongful taking of
property, bribery, perjury, forgery, counterfeiting, or extortion; or (c) a
conspiracy to commit any of these offenses. N/A
6. Is the named subject of a pending criminal proceeding that involves an
investment-related business, fraud, false statements or omissions,
wrongful taking of property, bribery, perjury, forgery, counterfeiting,
extortion, or a conspiracy to commit any of these offenses. N/A
3. Was found to have been involved in a violation of an investment- related
statute or regulation. N/A
4. Was the subject of any order, judgment, or decree permanently or
temporarily enjoining, or otherwise limiting, the Firm or a management
person from engaging in any investment-related activity, or from violating
any investment-related statute, rule, or order. N/A
(C) An administrative proceeding before the SEC, any other federal regulatory agency,
any state regulatory agency, or any foreign financial regulatory authority in which
the supervised person:
1. Was found to have caused an investment-related business to lose its
authorization to do business. N/A
4. Was found to have been involved in a violation of an investment- related
statute or regulation and was the subject of an order by the agency or
authority:
(a) Denying, suspending, or revoking the authorization of the
supervised person to act in an investment-related business. N/A
(b) Barring or suspending the supervised person’s association with
an investment-related business. N/A
(c) Otherwise significantly limiting the supervised person’s
investment-related activities. N/A
(d) Imposing a civil money penalty of more than $2,500 on the
supervised person. N/A
(D) A self-regulatory organization (SRO) proceeding in which the supervised person:
1. Was found to have caused an investment-related business to lose its
authorization to do business. N/A
2. Was found to have been involved in a violation of the SRO’s rules and
was: (i) barred or suspended from membership or from association with
other members, or was expelled from membership; (ii) otherwise
significantly limited from investment- related activities; or (iii) fined more
than $2,500. N/A
(D) Any other proceeding in which a professional attainment, designation, or license of the
supervised person was revoked or suspended because of a violation of rules
relating to professional conduct. If the supervised person resigned (or otherwise
relinquished his attainment, designation, or license) in anticipation of such a
proceeding (and the adviser knows, or should have known, of such resignation or
... |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Agriculture & Natural Solutions Acquisition Corp | 0.0 | ||
| M3-Brigade Acquisition V Corp | 0.0 | ||
| Churchill Capital Corp Ix/Cayman | 0.0 | ||
| Inflection Point Acquisition Corp III | 0.0 | ||
| Soulpower Acquisition Corp | 0.0 | ||
| Andretti Acquisition Corp II | 0.0 | ||
| Roman DBDR Acquisition Corp II | 0.0 | ||
| Silverbox Corp IV | 0.0 | ||
| Kochav Defense Acquisition Corp | 0.0 | ||
| Cantor Equity Partners I Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 27 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 10 | 3.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 49 | 4.2 |
| By Discretionary | ||
| Discretionary | 49 | 4.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 49 | 4.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 4.1 | |
| Total | 49 | 4.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001770024] | |
| 13F-NT | [0001770024] | |
| SC 13G | [0001770024] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Crossingbridge Advisors LLC | GCI Liberty Inc | [2025-08-07] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| LEI | 5493008HASG58YXB1H67 |
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