|
⚲
|
| D Scott Neal Inc
✚
|
|
|---|---|
| CRD # | 110975 |
| SEC # | 801-60070 |
| CIK # | 0001596920 |
| AUM | $269.0 MM (2023-03-10) |
| Employees | 12 (50% Investors, 0% Brokers) |
| Phone | 859-254-3036 |
| Address | 3292 Eagle View Lane Lexington, KY 40509 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| GLD | 12.1 | ||
| ABBV | 269,466.6 | 9.2 | |
| XOM | 385,508.3 | 8.6 | |
| AMR | 2,698.6 | 7.7 | |
| BJ | 8,600.3 | 7.2 | |
| ENPH | 25,743.1 | 5.3 | |
| CORN | 3.7 | ||
| MSFT | 1,918,222.4 | 2.4 | |
| REKR | 94.8 | 2.0 | |
| CAT | 99,975.7 | 1.7 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 264 | 62.4 |
| (b) Individuals (high net worth individuals) | 114 | 199.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 4 | 5.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 2.1 |
| (n) Other | 0 | 0.0 |
| Total | 1,279 | 269.0 |
| By Discretionary | ||
| Discretionary | 1,052 | 258.9 |
| Non-Discretionary | 227 | 10.1 |
| Total | 1,279 | 269.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 269.0 | |
| Total | 1,279 | 269.0 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001596920] |
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|---|---|---|
|
Auxin Group Wealth Management LLC
✚
|
OH | 0.3 |
|
Keating Financial Advisory Services Inc
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|
KS | 0.3 |
|
DCM Advisors LLC
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|
NY | 0.3 |
|
Provence Registered Investment Advisor LLC
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CA | 0.3 |
|
Alaethes Wealth LLC
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|
NV | 0.3 |
|
Madrona Financial Services LLC
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|
WA | 0.3 |
|
Pecaut & Co
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|
IA | 0.3 |
|
Cascade Investment Group Inc
✚
|
CO | 0.3 |
|
Hobart Private Capital LLC
✚
|
NC | 0.3 |
|
Mountain Hill Investment Partners
✚
|
NJ | 0.3 |