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| Happy Holidays!! thanks for using AUM13F!! |
| D Scott Neal Inc
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| CRD # | 110975 |
| SEC # | 801-60070 |
| CIK # | 0001596920 |
| AUM | $352.0 M (2025-04-08) |
| Employees | 10 (60% Investors, 0% Brokers) |
| Phone | 859-254-3036 |
| Address | 3292 Eagle View Lane Lexington, KY 40509 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| SPDR Gold Trust | 31.3 | ||
| UNUM Group | 21.4 | ||
| Gallagher Arthur J & Co | 18.4 | ||
| Flextronics International Ltd | 13.4 | ||
| KLA Tencor Corp | 9.8 | ||
| National Storage Affiliates Trust | 8.2 | ||
| iShares Comex Gold Trust | 4.6 | ||
| Microsoft Corp | 4.1 | ||
| Caterpillar Inc | 2.9 | ||
| Novume Solutions Inc | 2.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 273 | 78.0 |
| (b) Individuals (high net worth individuals) | 124 | 260.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 11.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 2.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,335 | 352.0 |
| By Discretionary | ||
| Discretionary | 1,116 | 337.8 |
| Non-Discretionary | 219 | 14.3 |
| Total | 1,335 | 352.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 352.0 | |
| Total | 1,335 | 352.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001596920] |
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|---|---|---|
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0.4 | |
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|
Shearwater Capital LLC
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|
CO | 0.3 |
|
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|
AK | 0.3 |