Degreen Private Wealth LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Asset Management:

The maximum annual fee charged for this service will not exceed 1.75%. Fees to be assessed will be
outlined in the advisory agreement to be signed by the Client. Our firm bills on cash unless indicated
otherwise in writing. Annualized fees are billed on a pro-rata basis quarterly in advance based on the
value of the account(s) on the last day of the previous quarter. Fees are negotiable and will be
deducted from client account(s). Adjustments will be made for deposits and withdrawals during the
quarter. Our firm does not offer direct invoicing. As part of this process, Clients understand the
following:

ADV Part 2A – Firm Brochure                   Page 6                            DeGreen Private Wealth, LLC

    a) The client’s independent custodian sends statements at least quarterly showing the market
       values for each security included in the Assets and all account disbursements, including the
       amount of the advisory fees paid to our firm;
    b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
       firm will send an invoice directly to the custodian; and
    c) If our firm sends a copy of our invoice to the client, a legend urging the comparison of
       information provided in our statement with those from the qualified custodian will be
       included. The custodian does not perform a verification of fees.

For the sub-advisory services rendered to our clients, our firm compensates third party investment
advisory firms or individual advisors a percentage of the overall investment advisory fee charged by
our firm. When utilizing our third-party advisory service, the total advisory fee charged to the client
shall not exceed 1.75%. Of the percentage charged to client, a range from .50% to 1.49% shall be paid
to the sub-advisor, third party investment advisory firm, or individual advisor.
Comprehensive Portfolio Management:

                          Aggregate Value of Client’s    Maximum Annual Fee %
                              DeGreen Accounts
                               $0 to $249,999.99                 1.59%
                            $250,000 to $499,999.99              1.49%
                            $500,000 to $999,999.99              1.39%
                          $1,000,000 to $1,999,999.99            1.25%
                          $2,000,000 to $3,999,999.99            1.20%
                          $3,000,000 to $4,999,999.99            0.95%
                          $5,000,000 to $9,999,999.99            0.85%
                               Over $10,000,000                  0.75%

Fees to be assessed will be outlined in the advisory agreement to be signed by the Client. Our firm
bills on cash unless indicated otherwise in writing. Annualized fees are billed on a pro-rata basis
quarterly in advance based on the value of the account(s) on the last day of the previous quarter. Fees
are negotiable and will be deducted from client account(s). Adjustments will be made for deposits
and withdrawals during the quarter. Our firm does not offer direct invoicing. As part of this process,
Clients understand the following:

    a) The client’s independent custodian sends statements at least quarterly showing the market
       values for each security included in the Assets and all account disbursements, including the
       amount of the advisory fees paid to our firm;
    b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
       firm will send an invoice directly to the custodian; and
    c) If our firm sends a copy of our invoice to the client, a legend urging the comparison of
       information provided in our statement with those from the qualified custodian will be
       included.

For the sub-advisory services rendered to our clients, our firm compensates third party investment
advisory firms or individual advisors a percentage of the overall investment advisory fee charged by
our firm. The advisory fee paid ranges from 0.50 to 1.49%, and shall not exceed the fee published for
this service.

ADV Part 2A – Firm Brochure                     Page 7                           DeGreen Private Wealth, LLC

Financial Planning & Consulting:

Our firm charges on a flat fee basis for financial planning and consulting services. The total estimated
fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with
the client. Flat fees range from $2,500 to $10,000. Financial plans or consultations with a more
complex array of services, as disclosed on the client advisory contract, and which are rendered to
high net worth individuals or large businesses with more complex situations, would be charged a
higher flat fee in the flat fee range. Plans or consultations with a more simplified array of services,
and which are rendered to singular individuals or families with a more simplistic situation, would be
charged a lower flat fee in the flat fee range. The fee-paying arrangements will be determined on a
case-by-case basis and will be detailed in the signed consulting agreement. Our firm will not require
a retainer exceeding $1,200 when services cannot be rendered within 6 months.

Other Types of Fees & Expenses

Clients will incur transaction fees for trades executed by their chosen custodian, either based on a
percentage of the dollar amount of assets in the account(s) or via individual transaction charges.
These transaction fees are separate from our firm’s advisory fees and will be disclosed by the chosen
custodian. Charles Schwab & Co., Inc. (“Schwab”) does not charge transaction fees for U.S. listed
equities and exchange traded funds.

Clients may also pay holdings charges imposed by the chosen custodian for certain investments,
charges imposed directly by a mutual fund, index fund, or exchange traded fund, which shall be
...

Item 7: Types of Clients & Account Requirements

Our firm has the following types of clients:
    • Individuals and High Net Worth Individuals;
    • Trusts and Estates
Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging
us.