|
⚲
|
| Tricapital Wealth Management Inc
✚
|
|
|---|---|
| CRD # | 118788 |
| SEC # | 801-123572 |
| CIK # | |
| AUM | $132.7 M (2026-03-03) |
| Employees | 3 (100% Investors, 100% Brokers) |
| Phone | 704-571-8778 |
| Address | Three South Executive Park Charlotte, NC 28210 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 75 | 34.9 |
| (b) Individuals (high net worth individuals) | 50 | 92.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 5.6 |
| (n) Other | 0 | 0.0 |
| Total | 192 | 132.7 |
| By Discretionary | ||
| Discretionary | 191 | 127.2 |
| Non-Discretionary | 1 | 5.5 |
| Total | 192 | 132.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 132.7 | |
| Total | 192 | 132.7 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
The Hajdari Group LLC
✚
|
NY | 0.1 |
|
Grimaldi Portfolio Solutions Inc
✚
|
NY | 0.1 |
|
Smith Brian David
✚
|
SC | 0.1 |
|
Degreen Private Wealth LLC
✚
|
AZ | 0.1 |
|
Ari Group LLC
✚
|
NY | 0.1 |
|
Green & Deckert LLC
✚
|
TX | 0.1 |
|
Charis Legacy Partners LLC
✚
|
TX | 0.1 |
|
Complete Wealth Management LLC
✚
|
0.1 | |
|
Clarity Financial Planners LLC
✚
|
MO | 0.1 |
|
Stites Financial Consulting
✚
|
CA | 0.1 |