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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Tricapital Wealth Management Inc
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|---|---|
| CRD # | 118788 |
| SEC # | 801-123572 |
| CIK # | |
| AUM | $118.7 M (2025-03-27) |
| Employees | 4 (75% Investors, 75% Brokers) |
| Phone | 704-571-8778 |
| Address | Three South Executive Park Charlotte, NC 28210 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 41 | 16.4 |
| (b) Individuals (high net worth individuals) | 37 | 98.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 4.4 |
| (n) Other | 0 | 0.0 |
| Total | 178 | 118.7 |
| By Discretionary | ||
| Discretionary | 173 | 113.8 |
| Non-Discretionary | 5 | 5.0 |
| Total | 178 | 118.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 118.7 | |
| Total | 178 | 118.7 |
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|---|---|---|
|
Lone Peak Advisers LLC
✚
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UT | 0.1 |
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Claremont Financial Group Inc
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CA | 0.1 |
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Private Financial Management LLC
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0.1 | |
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Knox Avenue Financial Corp
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MN | 0.1 |
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Lifepoint Planning PLLC
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IL | 0.1 |
|
RIA Wealth Advisors LLC
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TX | 0.1 |
|
FC Wealth Inc
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|
WA | 0.1 |
|
Shadowridge Asset Management LLC
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TX | 0.1 |
|
Clarity Financial Planners LLC
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|
MO | 0.1 |
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Kevin E Vandenberg LLC
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|
0.1 |