Denali Wealth Management Inc

Item 5 - Fees and Compensation

Fees paid to DWM are for DWM advisory services only. The fees do not include, for example, the fees
charged by third parties such as third-party managers, or accountants and attorneys assisting with providing
the client with accounting and legal advice. Commissions on transactions and other account fees will also
be charged by brokerage firms in accordance with the account’s brokerage firm’s normal commission
schedule. See Item 12, Brokerage Practices.
Prospective clients should be aware that in addition to DWM's advisory fees, each mutual fund in which a
client's assets are invested also pays its own advisory fees and other internal expenses which already have
been deducted from the fund's reported performance. Depending on the fund, a client may be able to invest

directly in the shares issued by the fund with or without incurring any sales or third-party management fees.
Account maintenance fees are also deducted by the custodian.
In addition, there are tax effects pertaining to fund share redemptions, and other sales, made by DWM on
behalf of clients. Redemptions and sales are taxable events which may accelerate the recognition of capital
gains, and losses, and frequent redemptions and sales may result in short-term, rather than long-term, capital
gains and losses.

COUNSELING AND FINANCIAL PLANNING SERVICE FEES
Fees may be charged for Counseling and Financial Planning services on a fixed-fee per project basis, or on
an hourly fee basis. The hourly rate ranges from $150 to $500 depending on the complexity and nature of
the project. The hourly rate may be negotiated.
Fees are determined by each Representative by estimating the complexity of the client’s circumstances, the
level of skill required to perform the service, and the amount of time that will be required to perform
research, analysis, and plan preparation. The exact fee is disclosed to the client prior to contract signing.
One-half of the fee is payable upon commencement of services, with the balance due upon delivery of the
written plan or completion of counseling services. Payment arrangements are established in the services
agreement. The fee may be waived in whole or in part by a Representative or DWM at their sole discretion.
Each client retains the right to terminate the services agreement with DWM at any time, in writing and
without prior notice, for any reason. DWM retains the right to terminate any engagement at any time, for
any reason, by giving 10 days’ written notice. Any unearned pre-paid fee is returned to the client upon
termination.
The fees described above may change based on special situations such as an expansion of a project, increase
in the number of reviews, more specialized needs of the client, more complex planning, or more detailed
reporting. Before such a change is made, the client is given 10 days prior written notice and agrees to such
changes by signing a new services agreement, or an amendment thereto.

ASSET MANAGEMENT SERVICE FEES
Fees for Asset Management Services are calculated as a percentage of the total value of investments under
DWM’s management as set forth below. In addition to this advisory fee, there will be transactional,
administrative, servicing fees and commissions charged by the account custodian.
                                                                Annual Fee
             Market Value of Account
                                                    Equity/Balance      Fixed Income
               First $500,000                           1.25%               0.40%
               Next $1,500,000                          1.00%               0.35%
               Next $3,000,000                          0.85%               0.30%
               Over $5,000,000                          0.65%               0.25%
In some cases, fees and payment periods may be negotiated. All fees due are set forth in each client’s
services agreement.
Advisory fees are payable quarterly in advance and are calculated on the basis of the market value of the
investment in the account, including any balances held in money market funds. DWM may, at its discretion,
combined related accounts for fee calculation purposes.
The fee for the initial quarter is pro-rated for the period that services are provided. Subsequent fees are
based upon the market value of the account as of the last business day of the previous quarter.

Upon termination of the account, any pre-paid advisory fees will be prorated and any unearned fee will be
refunded. No pre-paid fee is returned for partial withdrawals by a client.
Fees payable to DWM are deducted from the client’s account when due and reports from the account’s
custodian show the fee debits. DWM will liquidate money market shares to pay the fee and, if money
market shares or cash value are not available, other investments will be liquidated. Authorization for the
deduction of fees this way is contained in the services agreement. The client’s periodic account statements
from the custodian disclose all amounts disbursed from the account, including advisory and service fees
paid. The client may terminate the authorization for automatic deduction of advisory fees payable to DWM
at any time by notifying DWM in writing.
DWM has the right to modify its fee schedule upon 30 days advance written notice to the client.
Any client services agreement may be terminated by a client without penalty upon delivery of written notice
to DWM. DWM may also terminate the agreement by written notice.

INVESTMENT CONSULTING SERVICE FEES
DWM's fee for providing Consulting Services can be charged hourly, on a fixed fee basis or as a percentage
of assets under management.
The hourly fee can range from $100 to $200 per hour depending on the complexity of the project and the
knowledge and experience needed to complete it. Prior to engagement, each client signs an agreement
...

Item 7 - Types of Clients/Minimum Account Size

DWM makes advisory services available to a wide variety of clients including, but not limited to,
individuals, pension and profit sharing plans, trusts, estates, charitable organizations, corporations and other
business entities.
Although DWM does not generally impose any conditions for providing its services, DWM Representatives
may negotiate a minimum fee for all services.