Derivaty Co

Item 5: Fees and Compensation

A. Fee Schedule

Subadviser Services Fees

DERIVATY may also act as a subadviser to unaffiliated third-party advisers and
DERIVATY would receive a share of the fees collected from the third-party adviser’s
client. The fees charged are negotiable and will not exceed any limit imposed by any
regulatory agency. This relationship will be memorialized in each contract between
DERIVATY and the third-party adviser.

B. Payment of Fees

Subadviser fees may be withdrawn from client’s accounts or clients may be invoiced for
such fees, as disclosed in each contract between DERIVATY and the applicable third-party
adviser.

E. Outside Compensation For the Sale of Securities to Clients

Neither DERIVATY nor its supervised persons accept any compensation for the sale of
investment products, including asset-based sales charges or service fees from the sale of
mutual funds.

Item 7: Types of Clients

DERIVATY generally provides subadvisory services to unaffiliated Advisors, the terms of
which are individually negotiated and memorialized in a subadvisory agreement.