Kronos Wealth Management LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to
signing the investment advisory contract, the investment advisory contract may be terminated
by the client within five (5) business days of signing the contract without incurring any advisory
fees. How we are paid depends on the type of advisory service we are performing. Please
review the fee and compensation information below.

Investment Management Services
Our standard advisory fee is based on the market value of the assets under management and is
calculated as follows:
                    Account Value                                          Annual Advisory Fee
                    $0 - $2,000,000                                                 1.00%
                   $2,000,001 and Above                                         Negotiable

The annual fees are negotiable and are pro-rated and paid in arrears on a quarterly basis. The
advisory fee is a flat fee and is calculated by assessing the percentage rates using the predefined
levels of assets as shown in the above chart. No increase in the annual fee shall be effective
without agreement from the client by signing a new agreement or amendment to their current
advisory agreement.
Advisory fees are directly debited from client accounts, or the client may choose to pay by
check. Accounts initiated or terminated during a calendar quarter will be charged a pro-rated
fee based on the amount of time remaining in the billing period. An account may be terminated
with written notice at least 30 calendar days in advance. Since fees are paid in arrears, no
rebate will be needed upon termination of the account.

Comprehensive Financial Planning
Comprehensive Financial Planning consists of an ongoing fee that is paid monthly or quarterly, in
advance, at the rate of $25.00 to $500.00 per month or $100.00 to $1,500.00 per quarter. The
fee may be negotiable in certain cases. This service may be terminated with 30 days’ notice. Upon
termination of any account, the fee will be prorated, and any unearned fee will be refunded to
the client.

Project Based Financial Planning
Financial Planning will generally be offered on a fixed fee basis. The fixed fee will be agreed
upon before the start of any work. The fixed fee can range between $500.00 and $5,000.00.
The fee is negotiable. If a fixed fee program is chosen, half of the fee is due at the beginning of
process and the remainder is due at completion of work, however, KWM will not bill an amount
above $1,350.00 more than 6 months in advance. In the event of early termination, the client
will be billed for the hours worked at a rate of $250.00. If the initial deposit is greater than the
amount billed, then the client will be refunded the difference. If the initial deposit is less, then
the client will be billed the difference.

Financial Planning Hourly Fee
Financial Planning fee is an hourly rate is $250.00 per hour, depending on complexity. The fee
may be negotiable in certain cases and is due at the completion of the engagement. In the
event of early termination by client, any fees for the hours already worked will be due.

Pension Consulting Services Fee
The type and amount of the fees charged to the client, subject to negotiation, will be based on
the market value of the plan assets, and is calculated as follows:

                        Account Value                              Annual Advisory Fee
                        $0 - $500,000                                     0.70%
                    $500,001 - $1,000,000                                 0.60%
                   $1,000,001 - $3,000,000                                0.50%
                   $3,000,001 - $5,000,000                                0.40%
                   $5,000,001 - $7,000,000                                0.30%
                   $7,000,001 - $8,500,000                                0.25%
                  $8,500,001 - $10,000,000                                0.20%
                 $10,000,001 - $15,000,000                                0.15%
                 $15,000,001 - $20,000,000                                0.125%
                   $20,000,001 and Above                               0.10% or less

Please note, if participant education programs are provided, then an addition fee of 0.01% to

0.06% will apply to the above schedule.

The annual fees are negotiable and are pro-rated and paid in arrears on a quarterly basis. The
advisory fee is a flat fee and is calculated by assessing the percentage rates using the predefined
levels of assets as shown in the above chart. No increase in the annual fee shall be effective
without agreement from the client by signing a new agreement or amendment to their current
advisory agreement.
Advisory fees are directly debited from client accounts by the TPA, or the client may choose to
pay by check. Accounts initiated during a calendar quarter will be charged a pro-rated fee based
on the amount of time remaining in the billing period. An account may be terminated with no
advance notice. Since fees are paid in arrears, no rebate will be needed upon termination of the
account, however a pro-rated fee will be due for accounts terminated during the billing period.

Estate Planning through EncorEstate Plans
The fees for estate planning will be determined based on the complexity of the planning
services needed. The fixed fee can range between $200.00 and $1,350.00. The fee is not
negotiable. If a fixed fee program is chosen, the fee is due at the beginning of the process.

Other Types of Fees and Expenses
Our fees are exclusive of brokerage commissions, transaction fees, and other related costs and
expenses which may be incurred by the client. Clients may incur certain charges imposed by
custodians, brokers, and other third parties such as custodial fees, deferred sales charges, odd
...

Item 7: Types of Clients
We provide financial planning and portfolio management services to individuals, high net-worth
individuals, pension and profiting sharing plans, charitable organizations and corporations or
other businesses.
We do not have a minimum account size requirement.