Dominari Securities LLC

Item 5                     Fees and Compensation
 DS is compensated for its services by an annual advisory fee (the “Advisory Fee”) charged to its
 investment advisory clients based on a percentage of assets being advised, in accordance with the fee
 schedule set forth below.2, 3

   DS reserves the right to revise its advisory fee schedule from time to time. Clients are subject to the fee set forth in
 their Advisory Services Agreement, unless amended by a written agreement between DS and the client. Therefore,
 advisory fees may differ among clients, and, depending on when a client’s Advisory Services Agreement was signed,
 may differ from the fee schedule set forth herein.

   For purposes of fee calculation, the default valuation for investments in private equity is based on the dollar amount.

                Assets Being Advised                      Advisory Fees as a Percent of Assets
                On the first $5,000,000                                         1.25%
                On the next $5,000,000                                          1.00%
                On the next $15,000,000                                         0.85%
                On the next $25,000,000                                         0.65%
                On the next $25,000,000                                         0.50%
                On amounts over $75,000,000                                     0.45%

 Asset-based Advisory Fees are deducted from client assets quarterly in advance. Advisory Fees for
 the following calendar quarter are calculated based on a percentage of the client’s asset value at the
 end of the most recent calendar quarter, as follows:

 The asset level at the end of each quarter is multiplied by one-quarter (1/4) of the annual fee
 percentage to determine the fee to be charged and deducted from the client assets. For example:

     Quarter-End Account                                                                    Fee Charges/Deducted
                                     Annual Fee                Calculation
           Assets                                                                           from Assets

$1,000,000   1.00%   $1,000,000 x 0.25%   $2,500

DS may, in its sole discretion, charge a lesser fee than set forth above on all or a portion of the assets
held in an advisory account based upon certain criteria. Such criteria might include, for example and
without limitation, the level of advice provided on certain assets, the location of assets, account
composition, pre-existing client relationships, related accounts, anticipated future additional assets,
and whether the client is an employee of DS or an affiliate. If a fee is different from the schedule above
is negotiated with respect to all or a portion of the advisory assets, the client will be asked to sign a
fee addendum to the Advisory Services Agreement memorializing such negotiated fee.

If the client’s advisory contract is terminated before the end of a billing period, DS will reimburse
the client pro-rata for any advisory fees paid in advance.

In addition to the above, a separate fee may be charged on “held away” assets (as defined in Item 4.3
above) on which DS may provide the same or lesser advice, but which are included in consolidated
performance reports prepared for the client. This fee is generally 1.25%; however, in DS’ sole
discretion, the client’s committed investment in each such vehicle will be valued based on the
committed amount until the conclusion of the commitment period, during which the value is
aggregated with the total value of all other advisory assets. After the conclusion of the commitment
period, the investment’s fair market value as provided by the general partner is used for fee
calculation purposes. In other words, during the investment period, DS charges in the same manner
as the underlying manager. This creates a potential conflict of interest during the commitment period
where cash set aside for capital calls is held in the client’s DS advisory account. Please refer to Item
13.2.4 below (“Specific Conflicts and Mitigating Factors”) for details regarding this conflict.
Consistent with the possible negotiation of lower fees on other advisory assets referred to above, DS
may choose an alternative billing method for private equity that may result in a discounted fee. These
alternative methods include charging only on the fair market value of the investment, in which case
no fee will be charged until the first capital call or fair market value statement has been received by
DS or charging a one-time upfront advisory fee of two percent (2%) on the commitment value of the
investment.

Discretion, a lower fee with respect to such assets may be negotiated, based upon such things as the
amount of assets held by a preferred custodian and the overall client relationship. For purposes of fee
calculation, the assets to which the fee described in this paragraph applies are segregated from assets
held at a preferred custodian; in other words, the fee applicable to assets held at a preferred custodian
(which are subject to the sliding fee schedule shown above, unless a different fee has been agreed
upon in writing between the client and DS) is not applied to the type of “held away” assets discussed
in this paragraph.

Where accounts are managed by an outside Investment Manager, any fee charged by the Investment
Manager will be established by such Manager and will be in addition to the DS advisory fee. The
procedure for processing the outside Investment Manager’s fee will be either of the following: (1)
the Account Custodian will deduct the Investment Manager’s fee from the Account and deliver it to
the Investment Manager, or (2) DS will deduct both its Advisory Fee and the Investment Manager’s
fee from the Account and forward the Investment Manager’s fee to the Custodian for delivery to the
...

Item 7         Types of Clients
 DS clients are generally individuals holding assets in retirement accounts such as IRAs, Pension
 Plans, Trust and other vehicles. We generally work with high net worth and ultra-high net worth
 clients with $10 million or more to invest. However, at its sole discretion, DS may accept clients with
 net worth of lesser amounts, depending on various factors, including, for example, the client’s
 investment experience, financial circumstances and objectives, the appropriateness of the advisory
 services offered by DS for such client, and/or the existence of relationships with the Firm on the part
 of related parties.

Client Information Provided to Third-Party Managers

 DS provides client information to third-party managers for two purposes:
    (i) Identifying information sufficient to enable the manager to open the account; and
    (ii) Information regarding the client’s risk tolerance and investment objectives to enable the
         manager to effectively manage the portfolio.

 We provide the manager with updated information as we become aware of such.

Client Contact with DS Advisors and Third-Party Managers
  We do not place any r estr i ct i o n s on clients’ access to information regarding their
  advisory relationship with DS. Clients may confer with DS Advisors at any time that may be
  mutually convenient within or outside regular business hours. If a client wishes to contact and/or
  consult with an outside portfolio manager, our Advisors use their best efforts to the extent
  feasible to arrange the contact and/or consultation. Independent asset managers have their own
  separate policies regarding how and how often they may communicate with clients. We have no
  control over the policies of these unaffiliated managers.