DMK Advisor Group Inc

Item 5 – Fees and Compensation

A. Managed account services are provided for a fee, based on the value of assets under
   management. The type of fee charged for services is to be determined on an individual client
   basis. The chart below represents a guide. Comparable services, for lower fees, may be
   available from other sources.

                                    Fixed Fee Financial Planning

                                 Service                                    Fee

                            Initial Consultation                        No Charge

                       Preliminary Financial Review                       $350.00

               Quarterly Review, Analysis and Revision or            $100.00 Annually
                                Update

                   Specific Services                               Hourly @ $150 /Hour

          All fees, with the exception of Direct Participation and Variable Annuities, are subject to
   negotiation. The management fees stated above may be higher or lower than fees
   charged in the industry for similar services.

B. All management fees will be deducted quarterly by the custodian at the appropriate rate and will
    be billed based on the value of the assets under management on the last day of the prior
    reporting period unless Client and DMK agree to directly bill the Client.

C. Management fees for Wrap Accounts incur no addition fees, as described in Item 4-D, above,
   with the exception of an annual retirement account fee of $35.00 charged by the retirement
   account custodian.

D. Discretionary Account Management fees are charged to each account quarterly, in advance.
   Non-Discretionary Account Management fees are charged to each account quarterly, in
   arrears. Management fees shall be prorated for each capital contribution and withdrawal made
   during the applicable calendar quarter (with the exception of de minimis contributions and
   withdrawals). Accounts initiated or terminated during a calendar quarter will be charged a
   prorated fee. Upon termination of any account, any prepaid, unearned fees will be promptly
   refunded, and any earned, unpaid fees will be due and payable. In addition, any fees attendant
   to the transfer of client assets may be charged by the Clearing Broker Dealer to the client
   account prior to such transfer.

E. Financial Planning fees are due upon completion of financial plan.

F. Neither DMK nor any of its supervised persons receives compensation for the sale of securities
    or other investment products with the exception of insurance products. Clients may, at their

sole discretion, select either fee-based or commission-based accounts. In either case, the
representative has the obligation, as a fiduciary, to put the clients’ best interest ahead of his/her
own. This policy eliminates any real or perceived conflict of interest. Additionally, clients have
the option to purchase recommended products through non-affiliated entities.

Item 7 – Types of Clients

        DMK provides portfolio management for individuals and/or small businesses, and other
qualified, potential investors. DMK accepts accounts valued at minimum value of $10,000.00.
This requirement may be waived for “household” accounts.