Dominguez Wealth Management Solutions Inc

Item 5         Fees and Compensation

                                     PORTFOLIO MANAGEMENT FEES

Our quarterly fees for Portfolio Management Services are based upon a percentage of assets
under management according to the fee schedule below:

           ASSETS UNDER   First         Next               Next           Next           Next
           MANAGEMENT
                          $1,000,000    $1,000,001 -       $2,000,001 -   $3,000,001 -   $4,000,001 -
                                        $2,000,000         $3,000,000     $4,000,000     Beyond

           QUARTERLY          0.3%          0.25%              0.2%           0.15%          0.1%
           FEE

. A household is considered to be a married couple only and does not include children,
brothers, sisters, mother, father, or grandparents.

Our firm’s fees are billed on a pro-rata basis quarterly in arrears based on the value of your
account on the last day of the previous quarter.

Typically, these fees are debited directly from client accounts quarterly in arrears based upon
the value (market value or fair market value in the absence of market value) of the account as
of the last day of the quarter. In some circumstances, the client may elect to be billed directly
for portfolio management services rendered. Alternatively, and upon mutual agreement, fees
may be charged as a fixed or flat fee. If fees will be automatically deducted from a client’s
managed account, the client understands and acknowledges the following:

   a) Each time a fee is directly deducted from your account, we will concurrently send to
      your qualified custodian an invoice or statement of the amount of the fee to be
      deducted from your account;
   b) We will also concurrently send you an invoice or statement itemizing the fee, including
      the formula used to calculate the fee, the amount of assets under management the fee
      is based on, and the time period covered by the fee.
   c) Your independent custodian sends statements at least quarterly to you showing all
      disbursements for your account, including the amount of the advisory fees paid to us;
   d) You provide authorization permitting us to be directly paid by these terms.

                                       FINANCIAL PLANNING FEES

Our Financial Planning fees are determined based on the nature of the services being provided
and generally range from $1,500 - $10,000 for preparation of an initial financial plan. All fees
are agreed upon prior to entering into a contract with the client.

We request a 50% deposit upon completion of our initial fact-finding session with the client.
Advance payment will never exceed $1,200 for work that will not be completed within six
months. The balance is due upon completion of the plan.

                                       CONSULTING FEES

Our Consulting Services fees are calculated and charged on an hourly basis at a rate of $225 per
hour. An estimate for the total hours is determined at the start of the advisory relationship.

                                  PENSION CONSULTING FEES

Our fees for Pension Consulting services are based upon a percentage of assets under our
advisement and currently ranges from 0.50% to 1.25% based on the terms of each client’s
advisory contract. The exact percentage will be mutually agreed upon with the client and will
depend on such variable as the size of the portfolio, frequency of reviews and preparation of
reports, as well as the nature and complexity of the service.

Clients will be invoiced at the end of each calendar quarter based upon the value (market value
or fair market value in the absence of market value), of the fund assets under advisement at the
end of the previous quarter.

                                    GENERAL INFORMATION

Termination of the Advisory Relationship: Clients may terminate the agreement without
penalty within five (5) business days of entering into the agreement. Thereafter, a client
agreement may be canceled at any time, by either party, for any reason upon receipt of 30 days
written notice. As disclosed above, certain fees are paid in advance of services rendered.
Under no circumstances do we require or solicit payment of fees in excess of $1,200 more than
six months in advance of services rendered. Upon termination of any account, any prepaid,
unearned fees will be promptly refunded. In calculating a client’s reimbursement of fees, we
will pro rate the reimbursement according to the number of days remaining in the billing
period.

Mutual Fund Fees: All fees paid to DWMS for investment advisory services are separate and
distinct from the fees and expenses charged by mutual funds and/or ETFs to their shareholders.
These fees and expenses are described in each fund's prospectus. These fees will generally
include a management fee, other fund expenses, and a possible distribution fee. If the fund
also imposes sales charges, a client may pay an initial or deferred sales charge. A client could
invest in a mutual fund directly, without our services. In that case, the client would not receive
the services provided by our firm which are designed, among other things, to assist the client in
determining which mutual fund or funds are most appropriate to each client's financial
condition and objectives. Accordingly, the client should review both the fees charged by the
funds and our fees to fully understand the total amount of fees to be paid by the client and to
thereby evaluate the advisory services being provided.

Additional Fees and Expenses: In addition to our advisory fees, clients are also responsible for
the fees and expenses charged by custodians and imposed by broker dealers, including, but not
limited to, any transaction charges imposed by a broker dealer with which an independent
investment manager effects transactions for the client's account(s). Please refer to the

"Brokerage Practices" section (Item 12) of this Form ADV for additional information.
...

types of clients:

   •   Individuals
   •   High net worth individuals
   •   Pension and profit sharing plans
   •   Corporations or other businesses

We do not require a minimum account size to open or maintain an account.