Dougherty & Associates Financial Advisors Inc

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Assets, Funds, Holdings

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Dougherty & Associates Financial Advisors Inc
CRD #165145
SEC #801-93169
CIK #
AUM $307.7 MM (2024-03-08)
Employees 8 (100% Investors, 62% Brokers)
Phone763-682-4014
Address103 Marty Drive
Buffalo, MN 55313
Source [IAPD] [Website] [Twitter] [Facebook]
Total AUM ($MM)
3502802101407002009201420192025
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 1,023 170.8
(b) Individuals (high net worth individuals) 64 136.9
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2,327 307.7
By Discretionary
Discretionary 2,326 306.3
Non-Discretionary 1 1.4
Total 2,327 307.7
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 307.7
Total 2,327 307.7
Comparable Firms State AUM ($BB)
Front Row Advisors LLC
CA 0.3
Signet Investment Advisory Group Inc
RI 0.3
Exchange Place Advisors LLC
MA 0.3
Sentinel Wealth Management Inc
VA 0.3
Buttonwood Financial Advisors Inc
MD 0.3
American Trust Investment Advisors LLC
NH 0.3
Weybosset Research & Management LLC
RI 0.3
Triton Wealth Management PLLC
AZ 0.3
Catalyst Private Wealth LLC
CA 0.3
Lauer Capital Management Ltd
SD 0.3
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