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| Keyboard |
| Dowling Financial Services Inc
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|---|---|
| CRD # | 155624 |
| SEC # | 801-130694 |
| CIK # | |
| AUM | 179.3 M (2026-02-19) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 203-967-2231 |
| Address | 1171 E Putnam Avenue, 1B Greenwich, CT 06878 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 301 | 122.4 |
| (b) Individuals (high net worth individuals) | 20 | 45.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 9.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 1 | 2.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 430 | 179.3 |
| By Discretionary | ||
| Discretionary | 421 | 172.6 |
| Non-Discretionary | 9 | 6.7 |
| Total | 430 | 179.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.0 | |
| United States Persons | 178.3 | |
| Total | 430 | 179.3 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 5 (1 non-US) |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Keen Capital Ltd
✚
|
SC | 179.7 M |
|
Leeds Capital Group LLC
✚
|
CA | 179.7 M |
|
Rare Wolf Capital LLC
✚
|
WA | 179.6 M |
|
Allaria Asset Management LLC
✚
|
FL | 179.6 M |
|
Beers Kight Financial Advisors LLC
✚
|
SC | 179.4 M |
|
Waystone Advisors LLC
✚
|
179.3 M | |
|
Investment Advisory Services Group LLC
✚
|
FL | 179.3 M |
|
Brighttree Wealth Management LLC
✚
|
179.0 M | |
|
Parvin Asset Management LLC
✚
|
SD | 179.0 M |
|
Mirretti Perryman Wealth Strategies LLC
✚
|
IL | 178.9 M |