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| Happy Holidays!! thanks for using AUM13F!! |
| Dowling Financial Services Inc
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|---|---|
| CRD # | 155624 |
| SEC # | 801-130694 |
| CIK # | |
| AUM | $165.6 M (2025-06-09) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 203-967-2231 |
| Address | 1171 E Putnam Avenue, 1B Greenwich, CT 06878 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 79 | 45.5 |
| (b) Individuals (high net worth individuals) | 17 | 111.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 8.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 280 | 165.6 |
| By Discretionary | ||
| Discretionary | 271 | 153.8 |
| Non-Discretionary | 9 | 11.8 |
| Total | 280 | 165.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 164.8 | |
| Total | 280 | 165.6 |
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