Brighttree Wealth Management LLC

Item 5 Fees and Compensation Investment Management Fee
Schedule:
For: (1) retirement planning, (2) wealth management

Amount                                    % of Assets (Annual        % of Assets (Quarterly Fee)
                                                 Fee)
Under $100,000                                  2.41%                          .6025%
$100,000 - $249,000                             2.31%                          .5775%
$250,000 - $499,999                             2.21%                          .5525%
$500,000 - $749,999                             2.11%                          .5275%
$750,000 - $999,999                             2.01%                          .5025%
$1,000,000 - $1,999,999                         1.95%                          .4875%
$2,000,000 - $2,999.999                         1.85%                          .4625%
$3,000,000 and above                            1.10%                          .2750%
For: (3) pension planning & advising services

Amount                                 % of Assets (Annual         % of Assets (Quarterly
                                       Fee)                        Fee)
Under $100,000                         2.00%                                 .500%
$100,000 - $249,000                    1.60%                                 .400%
$250,000 - $499,999                    1.40%                                 .350%
$500,000 - $749,999                    1.20%                                 .300%
$750,000 - $999,999                    1.00%                                 .250%
$1,000,000 - $1,999,999                0.90%                                 .225%
$2,000,000 - $2,999.999                0.80%                                 .200%
$3,000,000 and above                   Negotiable                  Negotiable

Sub-Advisory Services Fee Schedule:
 Amount                                  % of Assets (Annual         % of Assets (Quarterly
                                                 Fee)                         Fee)
 Under $10,000,000                              .60%                        .1500%
 $10,000,001 - $25,000,000                      .55%                        .1375%
 $25,000,001 - $50,000,000                      .45%                        .1125%
 $50,000,001 - $75,000,000                      .35%                        .0875%
 $75,000,001 - $100,000,000                     .20%                        .0500%
 $100,000,001 - $250,000,000                    .10%                        .0250%
 $250,000,001 and above                      Negotiable                    Negotiable

 401(k) Investment Management Fixed Fees

    •   401(k) Investment Management (No Options): $2000 per year paid in advance on a per
        quarter basis.
    •   401(k) Investment Management (with Options): $3500 per year paid in advance on a per
        quarter basis.

 Billing for Investment Management Services
 Beginning Fees - Advisor’s fees for the first calendar quarter during which this agreement is in
 effect shall be due and payable on the effective date. Advisory fees are payable quarterly based on
 the formula and schedule of rates set forth on the attached (see Addendum A).

 Billed in Advance - Advisor’s fees for each subsequent calendar quarter during the term of this
 agreement shall be due and payable at the beginning of each following quarter.
 Fees shall be deducted at the discretion of the client.

 Financial Planning Fees Schedule
    •   Initial Planning Fee Year 1: $3,500
    •   Planning Fee Year 2 & Beyond: $672.00
    •   Hourly Fee if Chosen: $525

 Billing for Financial Planning Services
 Billed in Advance - Advisor’s fees for each subsequent calendar quarter during the term of this
 agreement shall be due and payable at the beginning of each following quarter. Flat fees will depend
 on the size and scope of financial planning projects.
 Fixed fees will be billed directly from the account and broken down by quarter. Example: Fee =
 $672/4 = $168 per quarter.

 Direct Debiting of Fees for investment management and financial
 planning
 Client hereby authorizes Advisor to charge the Account for the full amount of Advisor’s fees as such
 fees become due and payable, provided that Advisor maintains records showing (a)the amount of

the fee, (b) the Account value (as defined herein) on which the fee was based and (c) the specific
manner in which the fee was calculated; provided, further, that Client shall direct the Custodian to
send to Client Monthly a statement indicating all amounts disbursed from the Account, including the
amount of all fees paid to Advisor. Refer to Item 15 for our firm’s full custody safeguarding
requirements.

Termination of Services
Client may terminate this Agreement upon notice to the Advisor at any time within five (5)days
from the date hereof. Thereafter, either Client or Advisor may terminate this Agreement by giving
thirty (30) days prior written notice of termination to the other. Upon termination, any fees owed to
the Advisor shall be paid by the Client on a prorated basis as of the effective date of termination.

Refund Policy
If this agreement is terminated as of any day other than the last day of a calendar quarter or the
effective date is any day other than the first day of a calendar quarter, where applicable, Advisor’s
fees shall be prorated to reflect the number of days in such calendar quarter that this agreement
will be or was in effect. In the case that this agreement is terminated as of any day other than the
last day of a calendar quarter, Advisor shall refund client by an amount equal to the difference
between (a) the fees prepaid to Advisor for such calendar quarter and (b) the fees Advisor is
entitled to retain pursuant to this paragraph.

Other Fees
Our custodians may charge for these expenses and other brokerage transactional costs, such as
load charges, 12B—1 fees and other administrative charges. The client will be responsible for any
...

Item 7 Types of Clients
BrightTree Wealth provides advisory services to the following types of clients

   •   Individuals
   •   High Net Worth
   •   Pension/Profit Sharing Plan
   •   Charitable Organizations

   •   Corporations/Other Businesses

The minimum account size is $500,000 and is negotiable on a case-by-case basis with firm approval.