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| Happy Holidays!! thanks for using AUM13F!! |
| Drake Capital Advisors LLC
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| CRD # | 136716 |
| SEC # | 801-65564 |
| CIK # | |
| AUM | $621.0 M (2025-03-14) |
| Employees | 5 (40% Investors, 0% Brokers) |
| Phone | 203-861-7500 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Drake Capital Partners II LP | [2015-03-20] | 63.2 | 80.8 |
| HF | Crest I LP | 2013-04-19 | 98.3 | |
| HF | Drake Capital Partners LP | 2012-03-06 | 187.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 268.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 179.0 |
| (n) Other | 0 | 173.7 |
| Total | 9 | 621.0 |
| By Discretionary | ||
| Discretionary | 9 | 621.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 621.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 260.5 | |
| United States Persons | 360.5 | |
| Total | 9 | 621.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| David MacFarlane | 7 | ||
| Ray Gustin | 4 | ||
| Drake Capital Advisors LLC | 4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Oakmont Capital Management LLC
✚
|
PA | 0.6 |
|
Covision Advisors LLC
✚
|
NY | 0.6 |
|
Great Point Wealth Advisors LLC
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|
MA | 0.6 |
|
12th Street Asset Management LLC
✚
|
TN | 0.6 |
|
Hollander Asset Management LLC
✚
|
FL | 0.6 |
|
PVG Asset Management Corp
✚
|
CO | 0.6 |
|
Cabana LLC
✚
|
AR | 0.6 |
|
Essex Investment Management Company LLC
✚
|
MA | 0.6 |
|
Towle & Co
✚
|
CO | 0.6 |
|
van Biema Value Partners LLC
✚
|
NY | 0.6 |