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| Drake Capital Advisors LLC
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|
|---|---|
| CRD # | 136716 |
| SEC # | 801-65564 |
| CIK # | |
| AUM | $652.9 MM (2024-03-26) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 203-861-7500 |
| Address | 53 Forest Avenue Old Greenwich, CT 06870 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Drake Capital Partners II LP | [2015-03-20] | 62.7 | 90.0 |
| HF | Crest I LP | 2013-04-19 | 98.3 | |
| HF | Drake Capital Partners LP | 2012-03-06 | 349.5 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 439.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 68.5 |
| (n) Other | 0 | 144.9 |
| Total | 8 | 652.9 |
| By Discretionary | ||
| Discretionary | 8 | 652.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 652.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 205.7 | |
| United States Persons | 447.2 | |
| Total | 8 | 652.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| David MacFarlane | 7 | ||
| Ray Gustin | 4 | ||
| Drake Capital Advisors LLC | 4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Dudley & Shanley Inc
✚
|
FL | 0.7 |
|
Chesapeake Asset Management LLC
✚
|
NY | 0.7 |
|
Alden Capital Management Inc
✚
|
PA | 0.7 |
|
Night Owl Capital Management LLC
✚
|
CT | 0.7 |
|
Frontier Global Partners LLC
✚
|
CA | 0.7 |
|
AtlasMark Financial Inc
✚
|
TX | 0.6 |
|
Fort Sheridan Advisors LLC
✚
|
IL | 0.6 |
|
Knightsbridge Asset Management LLC
✚
|
CA | 0.6 |
|
Synergy Fund Management Group Limited
✚
|
0.6 | |
|
Advisory Research Inc
✚
|
IL | 0.6 |