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| Essex Investment Management Company LLC
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|---|---|
| CRD # | 109962 |
| SEC # | 801-55496 |
| CIK # | 0000201772, 0001889147 |
| AUM | $627.1 MM (2024-03-29) |
| Employees | 12 (75% Investors, 0% Brokers) |
| Phone | 617-342-3200 |
| Address | 125 High Street Boston, MA 02110 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AMSC | 142.9 | 13.5 | |
| AAPL | 2,382,844.0 | 11.6 | |
| MSFT | 1,918,222.4 | 10.2 | |
| DRS | 9.5 | ||
| NEE | 150,166.4 | 8.6 | |
| HCI | 606.8 | 8.4 | |
| KTOS | 1,753.7 | 8.2 | |
| PRIM | 1,215.4 | 7.7 | |
| ASPN | 530.8 | 7.0 | |
| THC | 5,978.6 | 7.0 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Essex GEOS Long Short Fund LLC | 2018-03-29 | 1.3 | |
| HF | Essex Evolution Long/Short Fund LLC | [2014-03-24] | 1.1 | 12.8 |
| HF | Essex US Energy Renaissance Fund LLC | 2014-03-24 | 1.8 | |
| HF | Essex Alpha Fund A SEP Series of Essex Qualified Purchasers Fund LLC | [2012-03-30] | 4.0 | 4.7 |
| HF | Essex Climate Change Fund LLC | [2012-03-30] | 5.8 | 4.9 |
| HF | Essex Concentrated Growth Fund LS LLC | 2012-03-30 | 1.7 | |
| HF | Essex Flexport Fund LP | [2012-03-30] | 5.1 | 2.3 |
| HF | Essex Global Life Sciences Fund LP | [2012-03-30] | 4.7 | 16.7 |
| HF | Essex Gobal Emerging Growth Fund | [2012-03-30] | 1.0 | 0.8 |
| HF | Essex Income & Growth Fund LLC | [2012-03-30] | 5.0 | 4.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 46 | 0.1 |
| (b) Individuals (high net worth individuals) | 60 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 0.1 |
| (g) Pension and profit sharing plans | 2 | 0.0 |
| (h) Charitable organizations | 20 | 0.1 |
| (i) State or municipal government entities | 9 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 2 | 0.0 |
| Total | 148 | 0.6 |
| By Discretionary | ||
| Discretionary | 146 | 0.6 |
| Non-Discretionary | 2 | 0.0 |
| Total | 148 | 0.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.6 | |
| Total | 148 | 0.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Michael McCarthy | 54 | |||
| Joseph McNay | 31 | |||
| Stephen Cutler | 23 | |||
| Nancy Prial | 20 | |||
| Christopher McConnell | 15 | |||
| Essex Investment Management Co LLC | 14 | |||
| Stephen Clark | 13 | |||
| Robert Uek | 9 | |||
| William Page | 6 | |||
| Joe McNay | 5 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000201772] | |
| SC 13G | [0000201772] | |
| 13F-HR | [0001889147] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Essex Investment Management Co LLC | Crumbs Bake Shop Inc | [2012-06-08] |
| Essex Investment Management Co LLC | Crumbs Bake Shop Inc | [2012-01-11] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Knightsbridge Asset Management LLC
✚
|
CA | 0.6 |
|
Synergy Fund Management Group Limited
✚
|
0.6 | |
|
Advisory Research Inc
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|
IL | 0.6 |
|
Maytech Global Investments LLC
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NY | 0.6 |
|
Ninepointtwo Capital LLC
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|
CA | 0.6 |
|
East Coast Asset Management LLC
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|
MA | 0.6 |
|
Odeon Capital Advisors LLC
✚
|
NY | 0.6 |
|
van Biema Value Partners LLC
✚
|
NY | 0.6 |
|
Ocean Endowment Partners LLC
✚
|
IL | 0.6 |
|
Callodine Capital Management LP
✚
|
MA | 0.6 |