DSG Capital Advisors LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Family Office Services
As mentioned in Item 4, the Advisor provides comprehensive planning and administrative coordination services for
Clients as part of its family office services. These services are provided pursuant to the investment management
fee schedule disclosed below. In certain instances, deliverables of this service may be provided pursuant to a
separate or additional fee, which will be outlined in the Client’s executed agreement with the Advisor.

Investment Management Services
Investment management fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
advisory agreement. Investment management fees are based on the market value of assets under management at
the end of the prior quarter. Investment management fees are calculated based on the total assets under
management for the Client’s household in accordance with the fee schedule below or as specifically noted in the
Client’s executed agreement. Certain Clients may also be subject to a legacy fee schedule that differs from the
schedule below, as outlined in their executed agreement. Additionally, certain account types will be assessed an
annual flat fee rate that differs from the schedule below. The assets in the accounts that are assessed a flat fee rate
will be excluded from the household assets under management calculation from the below schedule, which will be
outlined in the Client’s executed agreement.

                                 Assets Under Management ($)                           Annual Rate (%)
                                          First $5,000,000                                   1.25%
                                          Next $5,000,000                                    1.15%
                                         Next $15,000,000                                    0.95%
                                         Next $25,000,000                                    0.80%
                                         Next $50,000,000                                    0.70%
                                        Over $100,000,000                                    0.60%

The investment management fee in the first quarter of service is prorated from the inception date of the account[s] to
the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. Investment management fees are prorated
for household asset deposits and withdrawals that exceed $1,000,000 or more during the quarter in a single
transaction. If this occurs, then subsequent deposits and withdrawals of $250,000 or more within the quarter will be
netted with any resulting adjustment reflected in the following quarter’s advisory fee. Proration for household deposits
and withdrawals are pursuant to a written agreement and client consent. Certain Legacy Clients may not be subject to
fee pro-ration in accordance to their executed agreement. Securities held in accounts managed by DSG will typically
be independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to
ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

The Advisor may also provide investment advisory services with respect to Private Funds, including but not limited
to Private Funds offered through various third parties, which are not held at the primary custodian. In such
instances, the Client shall be required to complete the applicable private placement and/or account opening

                                                  DSG Capital Advisors, LLC
                                         7760 France Ave S, Suite 815, Edina MN 55435
                                 Phone: (612) 515-9900 | Website: https://dsgcapitaladvisors.com

documents to establish these investments. The Advisor will debit its fee for providing investment advisory services
with respect to these relationships directly from an account designated by the Client held at the primary Custodian.
The Advisor will bill on the amount of invested capital into the fund. Adjustments are reflected in the fee calculations
for the next quarterly period.

Use of Independent Managers
As noted in Item 4, the Advisor may implement a portion of a Client’s investment portfolio utilizing one or more
Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation from an
Independent Manager. The Advisor will only earn its investment management fee as described above. Independent
Managers typically do not offer any fee discounts but may have a breakpoint schedule which will reduce the fee
with an increased level of assets placed under management with an Independent Manager. The terms of such fee
arrangements are included in the Independent Manager’s disclosure brochure and applicable contract[s] with the
Independent Manager. The total blended fee, including the Advisor’s fee and the Independent Manager’s fee, will
not exceed 2.50% annually.

Financial Planning Services
DSG offers financial planning services at an hourly rate ranging from $125 to $475 per hour or a fixed engagement
fee based on the expected number of hours to complete the engagement. Fixed fees range up to $500,000 based
...

Item 7 – Types of Clients

DSG offers investment management services to high-net-worth individuals, families, trusts, estates, and
businesses. DSG generally requires a minimum relationship size of $5,000,000 for investment management
services, which may be reduced at the sole discretion of the Advisor.