Dubeau Capital USA Inc

Item 5 Fees and Compensation
ADVISORY FEES

The following information describes how Dubeau Capital is compensated for the advisory services
we provide to our clients. The specific manner in which fees are charged and the compensation we
receive may differ between clients depending upon the individual Investment Management
Agreement with each client. Dubeau Capital reserves the right to negotiate our compensation with
clients depending on the scope of our advisory relationship, and we may charge higher or lower
fees than are available from other firms for comparable services. Dubeau Capital has the general
discretion to waive all or a portion of our fees.

Investment Management Fees

Pursuant to the terms of the Investment Management Agreement with the client, Dubeau Capital
charges an annualized fee based on the client’s assets under management (“AUM”), taken
monthly in arrears and subject to the following schedule. These fees are negotiable, based on a
number of factors such as size of the assets or prior relationship with our Firm. Please refer to
below chart for a fee schedule:

    A.

                                 Fee Schedule
                                 AUM                  Fee (in %)
                    First $ 250,000                      1.45
                    Next $ 750,000                       1.25
                    Next $ 2,000,000                       1
                    Next $ 2,000,000
                                                         0.75
                    Next $ 5,000,000
                                                         0.55
                    $ +10,000,000                        0.35

Advisory fees will be calculated and directly deducted by the qualified custodian. Clients authorize
the fees to be automatically calculated and deducted from their managed accounts by the qualified
custodian when applying for their accounts at the qualified custodian. Dubeau Capital will instruct
the qualified custodian to send clients invoices detailing the advisory fees calculated and deducted
from their accounts when those fees are actually charged. Clients are encouraged to review any
invoices and/or account statements sent by the qualified custodian.

Additional Fees and Expenses. Clients will incur transaction charges and/or brokerage fees when
purchasing or selling securities. These charges and fees are typically imposed by the broker-dealer
or qualified custodian through which account transactions are executed. For more information on
our brokerage practices, please refer to Item 12 (Brokerage Practices) of this Brochure.

Termination. The Investment Management Agreement with our clients may be terminated by
either party at any time upon thirty (30) days written notice. Upon termination of our status as the
client’s investment adviser, Dubeau Capital will not take any further action with respect to the
client’s account(s) unless specifically notified by the client in writing. Clients will be responsible
for instructing their custodian and monitoring their account for the final disposition of assets.

Refunds. Upon receipt of a proper notice of termination from the client, as described in the
Investment Management Agreement, any earned unpaid fees will be billed on a pro-rata basis
based on the number of days not yet billed up to the date of termination of notice.

Brokerage Commissions. Dubeau Capital does not receive brokerage commissions from the sale
of securities or other investment products. Our compensation for recommending securities and
investment products is limited to the advisory fees described above.

Any material conflicts of interest between clients and Dubeau Capital or our employees are
reasonably disclosed in this Brochure. If at any time, additional material conflicts of interest
develop, Dubeau Capital will provide our clients with written notification of those material
conflicts of interest or an updated Brochure.

TYPES OF CLIENTS

Dubeau Capital offers investment advisory services to clients including individuals and high net
worth individuals. Client relationships may vary in scope and length of service.

ACCOUNT REQUIREMENTS

Dubeau Capital requires a minimum $250,000 per household account balance for our investment
management service.