|
⚲
|
| Swarthmore Asset Management Ltd
✚
|
|
|---|---|
| CRD # | 108507 |
| SEC # | 801-41752 |
| CIK # | |
| AUM | $42.6 MM (2023-01-24) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 212-741-2300 |
| Address | 200 West 16th Street, Office 1B New York, NY 10011 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 9 | 3.3 |
| (b) Individuals (high net worth individuals) | 9 | 17.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 1.5 |
| (h) Charitable organizations | 1 | 0.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 1.6 |
| (n) Other | 5 | 18.4 |
| Total | 40 | 42.6 |
| By Discretionary | ||
| Discretionary | 40 | 42.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 40 | 42.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 42.6 | |
| Total | 40 | 42.6 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
GPS Financial LLC
✚
|
NY | 0.0 |
|
Allos Investment Advisors LLC
✚
|
KS | 0.0 |
|
Sound & Secure Advisors LLC
✚
|
NY | 0.0 |
|
Trio Advisors Inc
✚
|
NY | 0.0 |
|
Mountain PASS Planning Corporation
✚
|
NY | 0.0 |
|
Pursino Advisory Group LLC
✚
|
NY | 0.0 |
|
Silver Advisors LLC
✚
|
NY | 0.0 |
|
Trowbridge Capital Partners LLC
✚
|
NY | 0.0 |
|
Canaccord Genuity Wealth Management USA Inc
✚
|
0.0 | |
|
Greycliff Wealth Management LLC
✚
|
NY | 0.0 |