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| Happy Holidays!! thanks for using AUM13F!! |
| Duff & Phelps Investment Management Co
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| CRD # | 107296 |
| SEC # | 801-14813 |
| CIK # | 0001397821, 0000765443 |
| AUM | $12.2 B (2025-03-28) |
| Employees | 55 (47% Investors, 27% Brokers) |
| Phone | 312-263-2610 |
| Address | 10 S Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Health Care REIT Inc /DE/ | 0.4 | ||
| Equinix Inc | 0.3 | ||
| AMB Property Corp | 0.3 | ||
| Digital Realty Trust Inc | 0.2 | ||
| American Tower Corp /MA/ | 0.2 | ||
| FPL Group Inc | 0.2 | ||
| Avalonbay Communities Inc | 0.2 | ||
| Ventas Inc | 0.2 | ||
| Sempra Energy | 0.2 | ||
| American Homes 4 Rent | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Duff & Phelps Real Estate Securities Trust | [2012-03-29] | 49.3 | 31.7 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 14 | 7.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 1.2 |
| (g) Pension and profit sharing plans | 5 | 1.5 |
| (h) Charitable organizations | 2 | 0.0 |
| (i) State or municipal government entities | 4 | 0.5 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 20 | 1.5 |
| (n) Other | 1 | 0.0 |
| Total | 52 | 12.2 |
| By Discretionary | ||
| Discretionary | 52 | 12.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 52 | 12.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.3 | |
| United States Persons | 10.0 | |
| Total | 52 | 12.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Geoffrey Dybas | 2 | ||
| Duff Phelps Investment Management Co | 2 | ||
| Frank Haggerty | 2 | ||
| Nathan Partain | 2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000765443] | |
| SC 13G | [0000765443] | |
| 10-K | [0001397821] | |
| 10-Q | [0001397821] | |
| 3 | [0001397821] | |
| 4 | [0001397821] | |
| 8-K | [0001397821] | |
| SC 13G | [0001397821] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Federated Equity Management Company of Pennsylvania
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|
PA | 12.8 |
|
Eldridge Structured Credit Advisers LLC
✚
|
NY | 12.7 |
|
Ausbil Investment Management Limited
✚
|
12.6 | |
|
Smith Capital Investors LLC
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|
CO | 12.4 |
|
Silverbay Capital Management LLC
✚
|
NY | 12.3 |
|
Honeywell Capital Management LLC
✚
|
NJ | 12.2 |
|
Devenir Investment Advisors LLC
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|
MN | 12.0 |
|
Bricktown Capital LLC
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|
MI | 11.8 |
|
First Sentier Investors Singapore
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|
11.7 | |
|
Ascensus Investment Advisors LLC
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|
MA | 11.6 |