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| Duff & Phelps Investment Management Co
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|---|---|
| CRD # | 107296 |
| SEC # | 801-14813 |
| CIK # | 0000765443, 0001397821 |
| AUM | 12.75 B (2026-04-17) |
| Employees | 53 (49% Investors, 28% Brokers) |
| Phone | 312-263-2610 |
| Address | 10 S Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Health Care REIT Inc /DE/ | 0.5 | ||
| Equinix Inc | 0.5 | ||
| AMB Property Corp | 0.4 | ||
| Digital Realty Trust Inc | 0.3 | ||
| Ventas Inc | 0.2 | ||
| Sempra Energy | 0.2 | ||
| XCEL Energy Inc | 0.2 | ||
| FPL Group Inc | 0.2 | ||
| Entergy Corp /DE/ | 0.2 | ||
| Centerpoint Energy Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Duff & Phelps Real Estate Securities Trust | [2012-03-29] | 49.3 M | 31.7 M |
| Filed 2012-08-08 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 14 | 7.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 1.5 |
| (g) Pension and profit sharing plans | 7 | 2.1 |
| (h) Charitable organizations | 3 | 0.0 |
| (i) State or municipal government entities | 5 | 0.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 0.9 |
| (n) Other | 0 | 0.0 |
| Total | 44 | 12.7 |
| By Discretionary | ||
| Discretionary | 44 | 12.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 44 | 12.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.5 | |
| United States Persons | 10.3 | |
| Total | 44 | 12.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Geoffrey Dybas | Executive Officer | 2 | 2 | |
| Duff Phelps Investment Management Co | Promoter | 2 | 2 | |
| Frank Haggerty | Executive Officer | 2 | 2 | |
| Nathan Partain | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000765443] | |
| SC 13G | [0000765443] | |
| 10-K | [0001397821] | |
| 10-Q | [0001397821] | |
| 3 | [0001397821] | |
| 4 | [0001397821] | |
| 8-K | [0001397821] | |
| SC 13G | [0001397821] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $8.9B |
| Serves | Institutional |
| LEI | 549300W01Z54L5RHPJ40 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 18,714 | $15.55 | 291,003 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 1,822,273 | $15.55 | 28,336,345 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 18,714 | $15.55 | 291,003 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 19,714 | $15.55 | 306,553 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 21,214 | $15.55 | 329,878 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 7,891 | $15.55 | 122,705 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 3,089 | $15.55 | 48,034 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 5,603 | $15.55 | 87,127 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 1,638 | $15.55 | 25,471 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 54,634 | $15.55 | 849,559 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 1,822,273 | $15.55 | 28,336,345 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 961,799 | $15.55 | 14,955,974 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 18,714 | $15.55 | 291,003 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 207,642 | $15.55 | 3,228,833 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Disposed to issuer | 27,996 | $0.00 | |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Disposed to issuer | 22,567 | $0.00 | |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 80,198 | $15.55 | 1,247,079 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 130,187 | $15.55 | 2,024,408 |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Disposed to issuer | 25,536 | $0.00 | |
|
Duff & Phelps Corp DUF
Class A common stock
|
2013-04-23 | Other | 41,484 | $15.55 | 645,076 |
| showing 20 of 140 most recent transactions | |||||
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