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| Happy Holidays!! thanks for using AUM13F!! |
| Pugh Capital Management Inc
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| CRD # | 111765 |
| SEC # | 801-39138 |
| CIK # | |
| AUM | $13.1 B (2025-04-14) |
| Employees | 38 (58% Investors, 0% Brokers) |
| Phone | 206-322-4985 |
| Address | 520 Pike Street Seattle, WA 98101 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Pugh Capital Broad High Yield Market Partners LP | [2014-02-03] | 524.0 | 49.1 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.4 |
| (g) Pension and profit sharing plans | 14 | 3.3 |
| (h) Charitable organizations | 11 | 0.9 |
| (i) State or municipal government entities | 17 | 4.5 |
| (j) Other investment advisers | 0 | 0.3 |
| (k) Insurance companies | 0 | 1.9 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.7 |
| (n) Other | 0 | 1.3 |
| Total | 86 | 13.1 |
| By Discretionary | ||
| Discretionary | 81 | 13.1 |
| Non-Discretionary | 5 | 0.1 |
| Total | 86 | 13.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.8 | |
| United States Persons | 11.3 | |
| Total | 86 | 13.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Thomas Kelleher | 9 | ||
| Hannah Strasser | 4 | ||
| Anne Yobage | 4 | ||
| Gordon Eng | 2 | ||
| Sky Harbor Capital Management LLC | 2 | ||
| David Kinsley | 2 | ||
| Jeandavid Larson | 1 | ||
| Deanna Hobson | 1 | ||
| Pugh Capital Management Inc | 1 |
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|---|---|---|
|
Bosera Asset Management International Co Limited
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13.6 | |
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Nationwide Asset Management LLC
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OH | 13.6 |
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Principal Asset Management Company Asia Limited
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13.6 | |
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Armour Capital Management LP
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Allianz Global Investors Asia Pacific Limited
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13.2 | |
|
Nomura Asset Management Singapore Limited
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13.0 | |
|
Mirova US LLC
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|
MA | 12.9 |
|
Federated Equity Management Company of Pennsylvania
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PA | 12.8 |
|
Eldridge Structured Credit Advisers LLC
✚
|
NY | 12.7 |
|
Ausbil Investment Management Limited
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|
12.6 |