|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| East Rock Financial Services LLC
✚
|
|
|---|---|
| CRD # | 147949 |
| SEC # | 801-132755 |
| CIK # | |
| AUM | $111.4 M (2025-04-16) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 415-779-2008 |
| Address | |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 36 | 74.4 |
| (b) Individuals (high net worth individuals) | 3 | 37.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 39 | 111.4 |
| By Discretionary | ||
| Discretionary | 39 | 111.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 39 | 111.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.5 | |
| United States Persons | 105.9 | |
| Total | 39 | 111.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Personal Money Planning LLC
✚
|
TX | 0.1 |
|
Independent Progressive Advisors LLC
✚
|
OR | 0.1 |
|
Trifound Advisory LLC
✚
|
MI | 0.1 |
|
White Oak Financial Management Inc
✚
|
NC | 0.1 |
|
Peak Financial Consulting Inc
✚
|
MN | 0.1 |
|
GRP Financial Services LLC
✚
|
ME | 0.1 |
|
Frisco Financial Planning LLC
✚
|
0.1 | |
|
Hinsdale Associates Inc
✚
|
IL | 0.1 |
|
Wolfgang Capital LLC
✚
|
CA | 0.1 |
|
Bolt Financial Group Inc
✚
|
OH | 0.1 |