Wealthrise Financial Planning LLC

ITEM 5: FEES AND COMPENSATION

Neither Wealthrise nor our affiliated persons receive compensation, other than the fees
mentioned below, for the sale of securities or other investment products.

Investment Management Services
Fees for investment management services, which include financial planning services, are
calculated as a percentage of assets under management. These fees are billed quarterly in
arrears, based on the assets under management as of the last day of the preceding calendar
quarter.

Our standard fee schedule is:

               Assets under Management                          Annual Fee
               $0 - $249,999                                       1.0%
               $250,000 - $499,999                                 0.8%
               $500,000 - $749,999                                 0.7%
               $750,000 - $999,999                                 0.6%
               $1.000,000 - $1,499,999                             0.5%
               $1,500,000 - $1,999,000                             0.4%
               $2,000,000 and above                                0.3%

               Minimum Annual Fee: $2,000

Fees are negotiable at Wealthrise’s sole discretion in limited circumstances such as family
relationship or sizable assets under management.

We require that the client provide authorization for Wealthrise to deduct our fees directly from
their investment account. Following is important information about the deduction of
management fees:

      The client must provide authorization for Wealthrise to deduct fees by initialing the
       appropriate section of our contract.

      The client will receive a detailed invoice each quarter which outlines Wealthrise’s fees
       and how fees are calculated at the same time payment is requested from the custodian.

      The client will receive a statement from the custodian which shows all transactions in the
       client’s account, including the deduction of our fee.

      The client is responsible for reviewing the accuracy of the fees being billed, as the
       custodian will not do so.

The client may end our advisory relationship by providing 5 days written notice. We will prorate
the advisory fees earned through the termination date and send the client an invoice for the
advisory fees due.

Other Costs Involved

In addition to the advisory fee shown above, the client is responsible for paying fees associated
with investing their account. These fees include:

     management fees for ETFs and mutual funds. These are fees charged by the managers
      of the ETF or mutual fund and are a portion of the expenses of the ETF or mutual fund.

     brokerage costs and transaction fees for any securities or fixed income trades. These
      are generally charged by your custodian and/or executing broker.

Additional information about brokerage costs and services is provided in “Item 12: Brokerage
Practices.”

Wealthrise believes the fees mentioned above are competitive; however the client may be able
to obtain similar services from other sources at a lower price.

Financial Planning
Non-investment management clients may retain Wealthrise to provide financial planning
services. In those cases, financial planning services are provided for an hourly fee of $200.
You will receive an invoice upon completion of the financial plan that is payable upon receipt.

You may cancel our financial planning agreement at any time by providing written notice. Upon
cancellation, we will present you with an invoice for time spent. This invoice is payable upon
receipt.

We have a conflict of interest when providing financial planning advice. When you implement
the financial plan through us, we receive the customary fees as disclosed above. You are not
required to implement any of the recommendations provided in the financial plan. If you elect to
implement some or all of the recommendations provided, you are under no obligation to engage
Wealthrise to assist in the implementation.

ITEM 7: TYPES OF CLIENTS

Typical clients include individuals with an awareness of the benefits of a passive approach to
investing and are committed to this type of evidence-based investing for the long term. More
specifically, we focus our practice on women, understanding that women have specific needs in
the areas of financial empowerment, long term care considerations, and longevity planning.

Generally we require an investment commitment of at least $200,000. However, we may waive
that minimum at our sole discretion.